{ "crd_number": 323294, "slug": "globalink-wealth-management-llc-pasadena-ca-323294", "primary_business_name": "GLOBALINK WEALTH MANAGEMENT, LLC", "legal_name": "GLOBALINK WEALTH MANAGEMENT, LLC", "dbas": [], "city": "Pasadena", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2023-03-16", "years_registered": 3, "period": "2026-10-01", "filing_date": "2026-05-01", "carried_forward": false, "raum_total": 12653616.0, "raum_discretionary": 12653616.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 8, "advisory_employees": 8, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": null, "count": null, "description": "0", "fewer_than_5": true }, "individuals": { "raum": 3123910.0, "count": 16 }, "pension_profit_sharing": { "raum": 425419.0, "count": 2, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 7582467.0, "count": 23 }, "corporations_other_businesses": { "raum": 1521820.0, "count": 4, "fewer_than_5": true } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 5, "states_registered": [ "CA", "PA" ], "websites": [ "https://gwm.globalinkusa.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323294", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.D(5)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?" }, { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" }, { "item": "11.E(4)", "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?" } ], "city_as_filed": "PASADENA", "url": "https://advisorcensus.com/firm/globalink-wealth-management-llc-pasadena-ca-323294", "display_name": "Globalink Wealth Management, LLC", "summary": "Globalink Wealth Management, LLC is a state-registered investment advisory firm in Pasadena, CA, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 1, 2026.", "citation": "AdvisorCensus. Globalink Wealth Management, LLC (CRD 323294): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Globalink Wealth Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Globalink Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees." }, { "q": "Where is Globalink Wealth Management, LLC located?", "a": "Globalink Wealth Management, LLC's principal office is in Pasadena, CA, according to its Form ADV." }, { "q": "Is Globalink Wealth Management, LLC registered with the SEC or a state?", "a": "Globalink Wealth Management, LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 323294." }, { "q": "How much does Globalink Wealth Management, LLC manage?", "a": "Globalink Wealth Management, LLC reports $12,653,616 in regulatory assets under management in its Form ADV filing dated May 1, 2026 (100% discretionary)." }, { "q": "What types of clients does Globalink Wealth Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (23); individuals (other than high net worth individuals) (16); corporations or other businesses not listed above (4)." }, { "q": "Does Globalink Wealth Management, LLC report any disciplinary disclosures?", "a": "Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction), 11.E(2) (self-regulatory organization's finding of a rule violation), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/323294" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/globalink-wealth-management-llc-pasadena-ca-323294.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 16, "fewer_than_5": false, "raum": 3123910.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 23, "fewer_than_5": false, "raum": 7582467.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 2, "fewer_than_5": true, "raum": 425419.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 4, "fewer_than_5": true, "raum": 1521820.0 }, { "type": "other", "label": "Other", "count": null, "fewer_than_5": true, "raum": null } ], "disclosure_line": "Reports 5 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323294", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }