{ "crd_number": 286005, "slug": "global-wealth-management-investment-advisory-inc-fort-lauderdale-fl-286005", "primary_business_name": "GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.", "legal_name": "GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.", "dbas": [], "city": "Fort Lauderdale", "state": "FL", "country": "United States", "cbsa_code": "33100", "metro": { "cbsa_code": "33100", "common_name": "Miami", "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL", "path": "/advisors/fl/miami" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2017-04-10", "years_registered": 9, "period": "2026-10-01", "filing_date": "2026-03-27", "carried_forward": false, "raum_total": 722818219.0, "raum_discretionary": 722818219.0, "raum_non_discretionary": 0.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 42, "advisory_employees": 10, "client_count_bucket": null, "clients_by_type": { "other": { "raum": 0.0, "count": 0 }, "charitable": { "raum": 0.0, "count": 0 }, "individuals": { "raum": 400767990.0, "count": 1472 }, "banking_thrift": { "raum": 0.0, "count": 0 }, "state_municipal": { "raum": 0.0, "count": 0 }, "insurance_companies": { "raum": 0.0, "count": 0 }, "investment_companies": { "raum": 0.0, "count": 0 }, "pension_profit_sharing": { "raum": 13729042.0, "count": 39 }, "other_investment_advisers": { "raum": 0.0, "count": 0 }, "high_net_worth_individuals": { "raum": 304698037.0, "count": 154 }, "pooled_investment_vehicles": { "raum": 0.0, "count": 0 }, "corporations_other_businesses": { "raum": 3623150.0, "count": 2 }, "business_development_companies": { "raum": 0.0, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": 0.0, "count": 0 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "financial_planning", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "AZ", "CA", "CO", "FL", "GA", "LA", "MA", "MD", "MI", "NC", "NE", "NH", "NJ", "NY", "OH", "PA", "SC", "TN", "TX", "VA" ], "websites": [ "https://askglobalwealth.com", "https://facebook.com/ASKGLOBALWEALTH", "https://globalwealthwomen.org", "https://instagram.com/askglobalwealth", "https://linkedin.com/company/global-wealth-ma", "https://twitter.com/ASKGLOBALWEALTH" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/286005", "city_as_filed": "FORT LAUDERDALE", "url": "https://advisorcensus.com/firm/global-wealth-management-investment-advisory-inc-fort-lauderdale-fl-286005", "display_name": "Global Wealth Management Investment Advisory, Inc.", "summary": "Global Wealth Management Investment Advisory, Inc. is an SEC-registered investment advisory firm in Fort Lauderdale, FL, registered since 2017, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.", "citation": "AdvisorCensus. Global Wealth Management Investment Advisory, Inc. (CRD 286005): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Global Wealth Management Investment Advisory, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Global Wealth Management Investment Advisory, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "How much does Global Wealth Management Investment Advisory, Inc. charge?", "a": "Its Form ADV Part 2A brochure dated March 27, 2026 states: Flat fee: $500 to $10,000 (Full financial planning services); Hourly rate: $300 to $500 an hour (Modular financial planning services); Subscription: $500 to $10,000 a year (On-going financial planning services); Hourly rate: $300 an hour (requested services after termination of financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Global Wealth Management Investment Advisory, Inc. located?", "a": "Global Wealth Management Investment Advisory, Inc.'s principal office is in Fort Lauderdale, FL, according to its Form ADV; the April 2026 filing also lists 4 other offices (Schedule D, Section 1.F)." }, { "q": "Is Global Wealth Management Investment Advisory, Inc. registered with the SEC or a state?", "a": "Global Wealth Management Investment Advisory, Inc. is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 286005." }, { "q": "How much does Global Wealth Management Investment Advisory, Inc. manage?", "a": "Global Wealth Management Investment Advisory, Inc. reports $722,818,219 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)." }, { "q": "How have Global Wealth Management Investment Advisory, Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Global Wealth Management Investment Advisory, Inc.: Regulatory assets under management: $270,917,020 in the October 2021 data and $722,818,219 in the October 2026 data, up 167%. Total employees: 7 in October 2021 and 42 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Global Wealth Management Investment Advisory, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,472); high net worth individuals (154); pension and profit sharing plans (but not the plan participants or government pension plans) (39)." }, { "q": "Which custodians does Global Wealth Management Investment Advisory, Inc. use?", "a": "Global Wealth Management Investment Advisory, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Global Wealth Management Investment Advisory, Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/286005" }, { "q": "What changed in Global Wealth Management Investment Advisory, Inc.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 11 to 10. Regulatory assets under management went from $529,098,628 to $722,818,219 (+37%). Added an office in Sarasota, FL. No longer lists an office in Lakewood Ranch, FL." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 270917020.0, "total_employees": 7, "filing_date": "2021-03-22" }, { "period": "2022-10-01", "regulatory_assets_under_management": 352438455.0, "total_employees": 18, "filing_date": "2022-07-13" }, { "period": "2023-10-01", "regulatory_assets_under_management": 331402981.0, "total_employees": 18, "filing_date": "2023-03-29" }, { "period": "2024-10-01", "regulatory_assets_under_management": 422042783.0, "total_employees": 20, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 529098628.0, "total_employees": 11, "filing_date": "2025-04-29" }, { "period": "2026-10-01", "regulatory_assets_under_management": 722818219.0, "total_employees": 42, "filing_date": "2026-03-27" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 11 to 10.", "Regulatory assets under management went from $529,098,628 to $722,818,219 (+37%).", "Added an office in Sarasota, FL.", "No longer lists an office in Lakewood Ranch, FL." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "Changed its office addresses in Coral Springs, FL.", "Changed its office addresses in Weston, FL.", "Added an office in Boynton Beach, FL.", "Added an office in Lakewood Ranch, FL.", "Registered or notice-filed in MA, NE, OH, TN.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 27, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [ "Flat fee: $500 to $10,000 (Full financial planning services)", "Hourly rate: $300 to $500 an hour (Modular financial planning services)", "Subscription: $500 to $10,000 a year (On-going financial planning services)", "Hourly rate: $300 an hour (requested services after termination of financial planning services)" ], "figures": [ { "label": "Planning fee", "statements": [ "Flat fee: $500 to $10,000 (Full financial planning services)" ], "quotes": [ "Full services are usually charged a fixed fee ranging from $500 and does not exceed $10,000 and depends on the complexity of your situation and the additional advisory services provided to you." ] }, { "label": "Planning fee", "statements": [ "Hourly rate: $300 to $500 an hour (Modular financial planning services)" ], "quotes": [ "Modular services focus on specific areas of concern to you and are charged at an hourly fee ranging from $300 - $500 per hour." ] }, { "label": "Planning fee", "statements": [ "Subscription: $500 to $10,000 a year (On-going financial planning services)" ], "quotes": [ "Fees for on-going financial planning services will range from $500 - $10,000 per year, billed quarterly in advance and due upon receipt of our billing statement." ] }, { "label": "Planning fee", "statements": [ "Hourly rate: $300 an hour (requested services after termination of financial planning services)" ], "quotes": [ "After that, you are responsible for our time expended on the requested services, which is billed at $300 per hour." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": null, "minimum_annual_fee": null, "planning": [ { "kind": "flat", "amount": null, "min": 500.0, "max": 10000.0, "period": "one_time", "service": "Full financial planning services" }, { "kind": "hourly", "amount": null, "min": 300.0, "max": 500.0, "period": "hour", "service": "Modular financial planning services" }, { "kind": "subscription", "amount": null, "min": 500.0, "max": 10000.0, "period": "annual", "service": "On-going financial planning services" }, { "kind": "hourly", "amount": 300.0, "min": null, "max": null, "period": "hour", "service": "requested services after termination of financial planning services" } ] }, "quotes": [ "Full services are usually charged a fixed fee ranging from $500 and does not exceed $10,000 and depends on the complexity of your situation and the additional advisory services provided to you.", "Modular services focus on specific areas of concern to you and are charged at an hourly fee ranging from $300 - $500 per hour.", "Fees for on-going financial planning services will range from $500 - $10,000 per year, billed quarterly in advance and due upon receipt of our billing statement.", "After that, you are responsible for our time expended on the requested services, which is billed at $300 per hour." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Fidelity Brokerage Services LLC", "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/global-wealth-management-investment-advisory-inc-fort-lauderdale-fl-286005.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 1472, "fewer_than_5": false, "raum": 400767990.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 154, "fewer_than_5": false, "raum": 304698037.0 }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 39, "fewer_than_5": false, "raum": 13729042.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 2, "fewer_than_5": false, "raum": 3623150.0 }, { "type": "other", "label": "Other", "count": 0, "fewer_than_5": false, "raum": 0.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/286005", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }