# Global View Capital Management LLC

> Global View Capital Management LLC is an SEC-registered investment advisory firm in Waukesha, WI, registered since 2011, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 25, 2026.

- CRD: 158292
- Filed as: GLOBAL VIEW CAPITAL MANAGEMENT LLC
- Also doing business as: HARBOR POINT FINANCIAL SERVICES DFW, LLC, OAK AND SHIELD WEALTH MANAGEMENT, LLC, SOUTHWEST FINANCIAL ADVISORY GROUP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Waukesha, WI
- Filing period: October 2026
- Form ADV filing dated: August 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/158292
- AdvisorCensus page: https://advisorcensus.com/firm/global-view-capital-management-llc-waukesha-wi-158292

## Quick answers

**How is Global View Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Global View Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Global View Capital Management LLC charge?**
Its Form ADV Part 2A brochure dated August 17, 2026 states: Hourly rate: $350 an hour (initial plan consultation and annual review of the plan). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Global View Capital Management LLC located?**
Global View Capital Management LLC's principal office is in Waukesha, WI, according to its Form ADV; the September 2026 filing also lists 5 other offices (Schedule D, Section 1.F).

**Is Global View Capital Management LLC registered with the SEC or a state?**
Global View Capital Management LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 158292.

**How much does Global View Capital Management LLC manage?**
Global View Capital Management LLC reports $775,151,544 in regulatory assets under management in its Form ADV filing dated August 25, 2026 (100% discretionary).

**How have Global View Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Global View Capital Management LLC: Regulatory assets under management: $504,785,199 in the October 2021 data and $775,151,544 in the October 2026 data, up 54%. Total employees: 117 in October 2021 and 122 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Global View Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (3,658); high net worth individuals (128); corporations or other businesses not listed above (33).

**Which custodians does Global View Capital Management LLC use?**
Global View Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Axos Clearing LLC and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Global View Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158292

**What changed in Global View Capital Management LLC's recent Form ADV filings?**
In the September 2026 filing data: Added the business name Harbor Point Financial Services DFW, LLC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 17, 2026)

- Hourly rate: $350 an hour (initial plan consultation and annual review of the plan)

> Clients will be charged an agreed upon rate not to exceed $350 per hour, plus out - of-pocket expenses for the initial plan consultation and annual review of the plan.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Axos Clearing LLC
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $775,151,544
- Discretionary: $775,151,544
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 3,658 | $535,077,187 |
| High net worth individuals | 128 | $231,664,428 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 33 | $8,409,929 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2011 (14 years)
- Employees: 122 total, 107 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AR, AZ, CA, CO, FL, GA, HI, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Brookfield, WI
- Idaho Falls, ID
- Long Beach, CA
- Pleasant Grove, UT
- Wausau, WI

### Websites listed on Form ADV (Item 1.I)
- [fmgwebsites.com/39588ce6-fcc0-4225-8b7e-0a2d5c950b47](https://fmgwebsites.com/39588ce6-fcc0-4225-8b7e-0a2d5c950b47)
- [gvcadvisors.com](https://gvcadvisors.com)
- [gvcmanagement.com](https://gvcmanagement.com)
- [oakandshieldwealthmanagement.com](https://oakandshieldwealthmanagement.com)
- [swfinancial.com](https://swfinancial.com)
- Facebook @global-view-capital-management-ltd-244050902421561
- LinkedIn @global-view-capital-advisors
- LinkedIn @global-view-capital-management-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $504,785,199 | 117 | June 30, 2021 |
| October 2022 | $710,202,539 | 117 | March 21, 2022 |
| October 2023 | $591,171,599 | 105 | September 15, 2023 |
| October 2024 | $593,801,273 | 105 | April 10, 2024 |
| October 2025 | $707,976,833 | 102 | June 23, 2025 |
| October 2026 | $775,151,544 | 122 | August 25, 2026 |

Regulatory assets under management: $504,785,199 in the October 2021 data and $775,151,544 in the October 2026 data, up 54%.
Total employees: 117 in October 2021 and 122 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Added the business name Harbor Point Financial Services DFW, LLC.

### June 2026
- Added the business name Southwest Financial Advisory Group.
- Added the business name Oak and Shield Wealth Management, LLC.

### April 2026
- Employees performing advisory functions went from 85 to 107.
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Registered or notice-filed in AK, KS, MD, TN.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Global View Capital Management LLC (CRD 158292): Form ADV filing data as of October 2026.