{
  "crd_number": 290006,
  "slug": "global-financial-private-client-sarasota-fl-290006",
  "primary_business_name": "GLOBAL FINANCIAL PRIVATE CLIENT",
  "legal_name": "GLOBAL FINANCIAL PRIVATE CLIENT, LLC",
  "dbas": [],
  "city": "Sarasota",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "35840",
  "metro": {
    "cbsa_code": "35840",
    "common_name": "North Port",
    "msa_name": "North Port-Bradenton-Sarasota, FL",
    "path": "/advisors/fl/north-port"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2018-01-02",
  "years_registered": 8,
  "period": "2026-10-01",
  "filing_date": "2026-03-26",
  "carried_forward": false,
  "raum_total": 828334313.0,
  "raum_discretionary": 688480354.0,
  "raum_non_discretionary": 139853959.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 6,
  "advisory_employees": 5,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 17174051.0,
      "count": 45
    },
    "pension_profit_sharing": {
      "raum": 26036451.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 782141603.0,
      "count": 95
    },
    "corporations_other_businesses": {
      "raum": 2982208.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "NC",
    "NH",
    "TX",
    "VA"
  ],
  "websites": [
    "https://linkedin.com/COMPANY/GLOBAL-FINANCIAL-PRIVATE-CLIENT-LLC/ABOUT",
    "https://mygfpc.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/290006",
  "city_as_filed": "SARASOTA",
  "url": "https://advisorcensus.com/firm/global-financial-private-client-sarasota-fl-290006",
  "display_name": "Global Financial Private Client",
  "summary": "Global Financial Private Client is an SEC-registered investment advisory firm in Sarasota, FL, registered since 2018, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 26, 2026.",
  "citation": "AdvisorCensus. Global Financial Private Client (CRD 290006): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Global Financial Private Client compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Global Financial Private Client reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Global Financial Private Client located?",
      "a": "Global Financial Private Client's principal office is in Sarasota, FL, according to its Form ADV."
    },
    {
      "q": "Is Global Financial Private Client registered with the SEC or a state?",
      "a": "Global Financial Private Client is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 290006."
    },
    {
      "q": "How much does Global Financial Private Client manage?",
      "a": "Global Financial Private Client reports $828,334,313 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (83% discretionary)."
    },
    {
      "q": "How have Global Financial Private Client's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Global Financial Private Client: Regulatory assets under management: $364,288,305 in the October 2021 data and $828,334,313 in the October 2026 data, up 127%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Global Financial Private Client serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (95); individuals (other than high net worth individuals) (45)."
    },
    {
      "q": "Which custodians does Global Financial Private Client use?",
      "a": "Global Financial Private Client's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Global Financial Private Client report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/290006"
    },
    {
      "q": "Does Global Financial Private Client state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 25, 2026 says: \"* Subject to a minimum account size of $5,000,000\""
    },
    {
      "q": "What changed in Global Financial Private Client's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $666,929,242 to $828,334,313 (+24%). Registered or notice-filed in VA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 364288305.0,
      "total_employees": 5,
      "filing_date": "2021-04-21"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 403324873.0,
      "total_employees": 5,
      "filing_date": "2022-07-22"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 419217989.0,
      "total_employees": 6,
      "filing_date": "2023-03-27"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 515669023.0,
      "total_employees": 6,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 666929242.0,
      "total_employees": 6,
      "filing_date": "2025-03-18"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 828334313.0,
      "total_employees": 6,
      "filing_date": "2026-03-26"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $666,929,242 to $828,334,313 (+24%).",
        "Registered or notice-filed in VA."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in LA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 25, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$5,000,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $5,000,000"
        ],
        "quotes": [
          "* Subject to a minimum account size of $5,000,000"
        ]
      }
    ],
    "quotes": [
      "* Subject to a minimum account size of $5,000,000"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/global-financial-private-client-sarasota-fl-290006.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 45,
      "fewer_than_5": false,
      "raum": 17174051.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 95,
      "fewer_than_5": false,
      "raum": 782141603.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 26036451.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 2982208.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/290006",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}