# Global Brokerage Services, Inc.

> Global Brokerage Services, Inc. is an SEC-registered investment advisory firm in Hunt Valley, MD, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 18, 2026.

- CRD: 37505
- Filed as: GLOBAL BROKERAGE SERVICES, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hunt Valley, MD
- Filing period: October 2026
- Form ADV filing dated: August 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/37505
- AdvisorCensus page: https://advisorcensus.com/firm/global-brokerage-services-inc-hunt-valley-md-37505

## Quick answers

**How is Global Brokerage Services, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Global Brokerage Services, Inc. reports these compensation arrangements: a percentage of assets under its management; other.

**Where is Global Brokerage Services, Inc. located?**
Global Brokerage Services, Inc.'s principal office is in Hunt Valley, MD, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Global Brokerage Services, Inc. registered with the SEC or a state?**
Global Brokerage Services, Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 37505.

**How much does Global Brokerage Services, Inc. manage?**
Global Brokerage Services, Inc. reports $162,800,000 in regulatory assets under management in its Form ADV filing dated August 18, 2026 (0% discretionary).

**How have Global Brokerage Services, Inc.'s assets and staff changed since 2025?**
In the Form ADV data for Global Brokerage Services, Inc.: Regulatory assets under management: $117,800,000 in the October 2025 data and $162,800,000 in the October 2026 data, up 38%. Total employees: 5 in October 2025 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Global Brokerage Services, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (272); high net worth individuals (98).

**Which custodians does Global Brokerage Services, Inc. use?**
Global Brokerage Services, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Hilltop Securities Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Global Brokerage Services, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/37505

**What changed in Global Brokerage Services, Inc.'s recent Form ADV filings?**
In the September 2026 filing data: Employees performing advisory functions went from 5 to 6. Regulatory assets under management went from $137,300,000 to $162,800,000 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Custodians (Schedule D, Section 5.K(3))
- Hilltop Securities Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $162,800,000
- Discretionary: $0
- Non-discretionary: $162,800,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 272 | $94,800,000 |
| High net worth individuals | 98 | $68,000,000 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |
| Other | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (1 year)
- Employees: 6 total, 6 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: DC, DE, FL, GA, IL, MD, NC, NH, PA, TX, VA, WI
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/37505

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Gettysburg, PA

### Websites listed on Form ADV (Item 1.I)
- globalbrokers.net

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $117,800,000 | 5 | February 13, 2025 |
| October 2026 | $162,800,000 | 6 | August 18, 2026 |

Regulatory assets under management: $117,800,000 in the October 2025 data and $162,800,000 in the October 2026 data, up 38%.
Total employees: 5 in October 2025 and 6 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Employees performing advisory functions went from 5 to 6.
- Regulatory assets under management went from $137,300,000 to $162,800,000 (+19%).

### August 2026
- Registered or notice-filed in DE.

### December 2025
- Regulatory assets under management went from $117,800,000 to $137,300,000 (+17%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Global Brokerage Services, Inc. (CRD 37505): Form ADV filing data as of October 2026.