# Glassy Mountain Advisors, Inc.

> Glassy Mountain Advisors, Inc. is an SEC-registered investment advisory firm in Bethesda, MD, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 314937
- Filed as: GLASSY MOUNTAIN ADVISORS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Bethesda, MD
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/314937
- AdvisorCensus page: https://advisorcensus.com/firm/glassy-mountain-advisors-inc-bethesda-md-314937

## Quick answers

**How is Glassy Mountain Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Glassy Mountain Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management.

**What does Glassy Mountain Advisors, Inc.'s brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Up to $5,000,000: 1% a year; $5,000,000 to $10,000,000: 0.75% a year; Above $10,000,000: 0.6% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Glassy Mountain Advisors, Inc. located?**
Glassy Mountain Advisors, Inc.'s principal office is in Bethesda, MD, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Glassy Mountain Advisors, Inc. registered with the SEC or a state?**
Glassy Mountain Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 314937.

**How much does Glassy Mountain Advisors, Inc. manage?**
Glassy Mountain Advisors, Inc. reports $369,770,799 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Glassy Mountain Advisors, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Glassy Mountain Advisors, Inc.: Regulatory assets under management: $0 in the October 2021 data and $369,770,799 in the October 2026 data. Total employees: 1 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Glassy Mountain Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (84); individuals (other than high net worth individuals) (43).

**Which custodians does Glassy Mountain Advisors, Inc. use?**
Glassy Mountain Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Glassy Mountain Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/314937

**What changed in Glassy Mountain Advisors, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $334,938,578 to $369,770,799 (+10%). No longer lists an office in Raleigh, NC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Up to $5,000,000: 1% a year
- $5,000,000 to $10,000,000: 0.75% a year
- Above $10,000,000: 0.6% a year

> Our standard fee schedule is as follows: Value of Client Assets Annual Percentage Fee First $5,000,000 1.00% Next $5,000,000 0.75% Above $10,000,000 0.60%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $369,770,799
- Discretionary: $369,770,799
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 43 | $24,227,720 |
| High net worth individuals | 84 | $345,543,079 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 7 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, DC, FL, MD, NC, NY, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Charlotte, NC

### Websites listed on Form ADV (Item 1.I)
- glassymountainadvisors.com
- LinkedIn @glassy-mountain-advisors-inc
- X @GlassyMountain

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $0 | 1 | July 12, 2021 |
| October 2022 | $236,413,515 | 3 | March 28, 2022 |
| October 2023 | $224,702,104 | 6 | March 10, 2023 |
| October 2024 | $278,031,103 | 6 | August 13, 2024 |
| October 2025 | $334,938,578 | 6 | March 27, 2025 |
| October 2026 | $369,770,799 | 7 | March 27, 2026 |

Regulatory assets under management: $0 in the October 2021 data and $369,770,799 in the October 2026 data.
Total employees: 1 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $334,938,578 to $369,770,799 (+10%).
- No longer lists an office in Raleigh, NC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Glassy Mountain Advisors, Inc. (CRD 314937): Form ADV filing data as of October 2026.