# Glass Lakes Capital Management LLC

> Glass Lakes Capital Management LLC is an SEC-registered investment advisory firm in Overland Park, KS, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 3, 2026.

- CRD: 290064
- Filed as: GLASS LAKES CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Overland Park, KS
- Filing period: October 2026
- Form ADV filing dated: June 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/290064
- AdvisorCensus page: https://advisorcensus.com/firm/glass-lakes-capital-management-llc-overland-park-ks-290064

## Quick answers

**How is Glass Lakes Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Glass Lakes Capital Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Glass Lakes Capital Management LLC located?**
Glass Lakes Capital Management LLC's principal office is in Overland Park, KS, according to its Form ADV.

**Is Glass Lakes Capital Management LLC registered with the SEC or a state?**
Glass Lakes Capital Management LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 290064.

**How much does Glass Lakes Capital Management LLC manage?**
Glass Lakes Capital Management LLC reports $178,336,470 in regulatory assets under management in its Form ADV filing dated June 3, 2026 (100% discretionary).

**What types of clients does Glass Lakes Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (89); individuals (other than high net worth individuals) (51).

**Which custodians does Glass Lakes Capital Management LLC use?**
Glass Lakes Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Glass Lakes Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/290064

**What changed in Glass Lakes Capital Management LLC's recent Form ADV filings?**
In the June 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $178,336,470
- Discretionary: $178,336,470
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 51 | $11,108,544 |
| High net worth individuals | 89 | $167,217,243 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | Fewer than 5 | $10,683 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CO, FL, KS, MO, NC, NH, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [glasslakes.com](https://glasslakes.com)
- [glasslakesadvisors.com](https://glasslakesadvisors.com)
- [glasslakescapital.com](https://glasslakescapital.com)
- [glasslakescapitalmanagement.com](https://glasslakescapitalmanagement.com)
- [glasslakesholdings.com](https://glasslakesholdings.com)
- Facebook @glasslakescapitalmanagement
- LinkedIn @27098439

## Changes in the filing (last 12 months)

### June 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Glass Lakes Capital Management LLC (CRD 290064): Form ADV filing data as of October 2026.