# Glashofer Financial Advisors

> Glashofer Financial Advisors is an SEC-registered investment advisory firm, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 16, 2026.

- CRD: 146262
- Filed as: GLASHOFER FINANCIAL ADVISORS
- Legal name: Paul J. Glashofer Enterprises, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: June 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/146262
- AdvisorCensus page: https://advisorcensus.com/firm/glashofer-financial-advisors-146262

## Quick answers

**How is Glashofer Financial Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Glashofer Financial Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Glashofer Financial Advisors registered with the SEC or a state?**
Glashofer Financial Advisors is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 146262.

**How much does Glashofer Financial Advisors manage?**
Glashofer Financial Advisors reports $284,265,000 in regulatory assets under management in its Form ADV filing dated June 16, 2026 (95% discretionary).

**How have Glashofer Financial Advisors' assets and staff changed since 2021?**
In the Form ADV data for Glashofer Financial Advisors: Regulatory assets under management: $130,544,000 in the October 2021 data and $284,265,000 in the October 2026 data, up 118%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Glashofer Financial Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (81); individuals (other than high net worth individuals) (75); charitable organizations (6).

**Which custodians does Glashofer Financial Advisors use?**
Glashofer Financial Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Glashofer Financial Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/146262

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $284,265,000
- Discretionary: $269,280,000
- Non-discretionary: $14,985,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 75 | $20,458,110 |
| High net worth individuals | 81 | $250,748,740 |
| Charitable organizations | 6 | $1,624,000 |
| Insurance companies | 1 | $11,434,150 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2021 (5 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MD, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $130,544,000 | 2 | July 14, 2021 |
| October 2022 | $144,676,100 | 2 | June 7, 2022 |
| October 2023 | $168,059,100 | 2 | March 30, 2023 |
| October 2024 | $203,278,000 | 3 | March 29, 2024 |
| October 2025 | $281,307,481 | 3 | March 18, 2025 |
| October 2026 | $284,265,000 | 3 | June 16, 2026 |

Regulatory assets under management: $130,544,000 in the October 2021 data and $284,265,000 in the October 2026 data, up 118%.
Total employees: 2 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Glashofer Financial Advisors (CRD 146262): Form ADV filing data as of October 2026.