{
  "crd_number": 108767,
  "slug": "gkv-capital-management-co-inc-walnut-creek-ca-108767",
  "primary_business_name": "GKV CAPITAL MANAGEMENT CO INC",
  "legal_name": "GKV CAPITAL MANAGEMENT CO INC",
  "dbas": [],
  "city": "Walnut Creek",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41860",
  "metro": {
    "cbsa_code": "41860",
    "common_name": "San Francisco",
    "msa_name": "San Francisco-Oakland-Fremont, CA",
    "path": "/advisors/ca/san-francisco"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1976-03-12",
  "years_registered": 50,
  "period": "2026-10-01",
  "filing_date": "2026-02-18",
  "carried_forward": false,
  "raum_total": 357188821.0,
  "raum_discretionary": 357188821.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 535374.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 8963549.0,
      "count": 36
    },
    "pension_profit_sharing": {
      "raum": 976337.0,
      "count": 2,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 346713561.0,
      "count": 136
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "NV",
    "TX"
  ],
  "websites": [
    "https://gkvcapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108767",
  "city_as_filed": "WALNUT CREEK",
  "url": "https://advisorcensus.com/firm/gkv-capital-management-co-inc-walnut-creek-ca-108767",
  "display_name": "GKV Capital Management Co Inc",
  "summary": "GKV Capital Management Co Inc is an SEC-registered investment advisory firm in Walnut Creek, CA, registered since 1976, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 18, 2026.",
  "citation": "AdvisorCensus. GKV Capital Management Co Inc (CRD 108767): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is GKV Capital Management Co Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), GKV Capital Management Co Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does GKV Capital Management Co Inc charge?",
      "a": "Its Form ADV Part 2A brochure dated February 18, 2026 states: Flat fee: $2,000 (Estate Planning Fees). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is GKV Capital Management Co Inc located?",
      "a": "GKV Capital Management Co Inc's principal office is in Walnut Creek, CA, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is GKV Capital Management Co Inc registered with the SEC or a state?",
      "a": "GKV Capital Management Co Inc is an SEC-registered investment advisory firm, registered since 1976. Status as filed: Approved. CRD 108767."
    },
    {
      "q": "How much does GKV Capital Management Co Inc manage?",
      "a": "GKV Capital Management Co Inc reports $357,188,821 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (100% discretionary)."
    },
    {
      "q": "How have GKV Capital Management Co Inc's assets and staff changed since 2021?",
      "a": "In the Form ADV data for GKV Capital Management Co Inc: Regulatory assets under management: $219,299,735 in the October 2021 data and $357,188,821 in the October 2026 data, up 63%. Total employees: 5 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does GKV Capital Management Co Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (136); individuals (other than high net worth individuals) (36); pension and profit sharing plans (but not the plan participants or government pension plans) (2)."
    },
    {
      "q": "Which custodians does GKV Capital Management Co Inc use?",
      "a": "GKV Capital Management Co Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does GKV Capital Management Co Inc report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108767"
    },
    {
      "q": "Does GKV Capital Management Co Inc state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 18, 2026 says: \"GKV usually requires that clients maintain a minimum asset under management value of $500,000.\""
    },
    {
      "q": "What changed in GKV Capital Management Co Inc's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $317,176,594 to $357,188,821 (+13%). Registered or notice-filed in AZ."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 219299735.0,
      "total_employees": 5,
      "filing_date": "2021-03-19"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 264897460.0,
      "total_employees": 6,
      "filing_date": "2022-02-01"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 230721423.0,
      "total_employees": 6,
      "filing_date": "2023-03-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 260500896.0,
      "total_employees": 4,
      "filing_date": "2024-08-07"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 317176594.0,
      "total_employees": 5,
      "filing_date": "2025-02-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 357188821.0,
      "total_employees": 3,
      "filing_date": "2026-02-18"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $317,176,594 to $357,188,821 (+13%).",
        "Registered or notice-filed in AZ."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 18, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $2,000 (Estate Planning Fees)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000"
        ],
        "quotes": [
          "GKV usually requires that clients maintain a minimum asset under management value of $500,000."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $2,000 (Estate Planning Fees)"
        ],
        "quotes": [
          "Planning fees are billed at a flat rate up to $2,000 upon completion of the plan."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 500000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": 2000.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "Estate Planning Fees"
        }
      ]
    },
    "quotes": [
      "GKV usually requires that clients maintain a minimum asset under management value of $500,000.",
      "Planning fees are billed at a flat rate up to $2,000 upon completion of the plan."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Pershing LLC",
      "name_as_filed": "PERSHING LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/gkv-capital-management-co-inc-walnut-creek-ca-108767.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 36,
      "fewer_than_5": false,
      "raum": 8963549.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 136,
      "fewer_than_5": false,
      "raum": 346713561.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 2,
      "fewer_than_5": true,
      "raum": 976337.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 535374.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108767",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}