# Giving Tree Wealth Advisors

> Giving Tree Wealth Advisors is an SEC-registered investment advisory firm in San Ramon, CA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 10, 2026.

- CRD: 312361
- Filed as: GIVING TREE WEALTH ADVISORS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Ramon, CA
- Filing period: October 2026
- Form ADV filing dated: September 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/312361
- AdvisorCensus page: https://advisorcensus.com/firm/giving-tree-wealth-advisors-san-ramon-ca-312361

## Quick answers

**How is Giving Tree Wealth Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Giving Tree Wealth Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Giving Tree Wealth Advisors located?**
Giving Tree Wealth Advisors' principal office is in San Ramon, CA, according to its Form ADV.

**Is Giving Tree Wealth Advisors registered with the SEC or a state?**
Giving Tree Wealth Advisors is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 312361.

**How much does Giving Tree Wealth Advisors manage?**
Giving Tree Wealth Advisors reports $137,997,072 in regulatory assets under management in its Form ADV filing dated September 10, 2026 (100% discretionary).

**What types of clients does Giving Tree Wealth Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (170); high net worth individuals (47); pension and profit sharing plans (but not the plan participants or government pension plans) (8).

**Which custodians does Giving Tree Wealth Advisors use?**
Giving Tree Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists American Funds, Axos Advisors Services and SEI Private Trust Company as custodians holding 10% or more of its separately managed account assets.

**Does Giving Tree Wealth Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312361

**Does Giving Tree Wealth Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated August 26, 2026 says: "A combined account minimum of $ 500,000 is required for the client to engage with the firm for investment management services. GTWA, in its sole discretion may waive this account minimum."

**What changed in Giving Tree Wealth Advisors' recent Form ADV filings?**
In the September 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated August 26, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> A combined account minimum of $ 500,000 is required for the client to engage with the firm for investment management services. GTWA, in its sole discretion may waive this account minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- American Funds
- Axos Advisors Services
- SEI Private Trust Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $137,997,072
- Discretionary: $137,997,072
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 170 | $48,731,349 |
| High net worth individuals | 47 | $85,262,926 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 8 | $4,002,797 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NE, NV, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- givingtreewealth.com

## Changes in the filing (last 12 months)

### September 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Giving Tree Wealth Advisors (CRD 312361): Form ADV filing data as of October 2026.