{ "crd_number": 295095, "slug": "gineris-wealth-management-dyer-in-295095", "primary_business_name": "GINERIS WEALTH MANAGEMENT", "legal_name": "GINERIS WEALTH MANAGEMENT LLC", "dbas": [], "city": "Dyer", "state": "IN", "country": "United States", "cbsa_code": "16980", "metro": { "cbsa_code": "16980", "common_name": "Chicago", "msa_name": "Chicago-Naperville-Elgin, IL-IN", "path": "/advisors/il/chicago" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2018-05-11", "years_registered": 8, "period": "2026-10-01", "filing_date": "2026-03-24", "carried_forward": false, "raum_total": 89187322.0, "raum_discretionary": 0.0, "raum_non_discretionary": 89187322.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 2, "advisory_employees": 2, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "individuals": { "raum": 39194007.0, "count": 282 }, "pension_profit_sharing": { "raum": 362536.0, "count": 1, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 49630779.0, "count": 30 } }, "compensation_types": [ "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [ "FL", "IA", "IL", "IN", "WI" ], "websites": [ "https://facebook.com/profile.php?id=100055577175848", "https://gineriswealth.com", "https://linkedin.com/company/gineriswealth/about?viewAsMember=true" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/295095", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "DYER", "url": "https://advisorcensus.com/firm/gineris-wealth-management-dyer-in-295095", "display_name": "Gineris Wealth Management", "summary": "Gineris Wealth Management is a state-registered investment advisory firm in Dyer, IN, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.", "citation": "AdvisorCensus. Gineris Wealth Management (CRD 295095): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Gineris Wealth Management compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Gineris Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Gineris Wealth Management located?", "a": "Gineris Wealth Management's principal office is in Dyer, IN, according to its Form ADV." }, { "q": "Is Gineris Wealth Management registered with the SEC or a state?", "a": "Gineris Wealth Management is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 295095." }, { "q": "How much does Gineris Wealth Management manage?", "a": "Gineris Wealth Management reports $89,187,322 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (0% discretionary)." }, { "q": "What types of clients does Gineris Wealth Management serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (282); high net worth individuals (30); pension and profit sharing plans (but not the plan participants or government pension plans) (1)." }, { "q": "Does Gineris Wealth Management report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/295095" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/gineris-wealth-management-dyer-in-295095.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 282, "fewer_than_5": false, "raum": 39194007.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 30, "fewer_than_5": false, "raum": 49630779.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 1, "fewer_than_5": true, "raum": 362536.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/295095", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }