# Gimbal Financial, LLC

> Gimbal Financial, LLC is an SEC-registered investment advisory firm in Carmel, IN, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 5, 2026.

- CRD: 159003
- Filed as: GIMBAL FINANCIAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Carmel, IN
- Filing period: October 2026
- Form ADV filing dated: March 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/159003
- AdvisorCensus page: https://advisorcensus.com/firm/gimbal-financial-llc-carmel-in-159003

## Quick answers

**How is Gimbal Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Gimbal Financial, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Gimbal Financial, LLC located?**
Gimbal Financial, LLC's principal office is in Carmel, IN, according to its Form ADV.

**Is Gimbal Financial, LLC registered with the SEC or a state?**
Gimbal Financial, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 159003.

**How much does Gimbal Financial, LLC manage?**
Gimbal Financial, LLC reports $290,012,610 in regulatory assets under management in its Form ADV filing dated March 5, 2026 (93% discretionary).

**How have Gimbal Financial, LLC's assets and staff changed since 2021?**
In the Form ADV data for Gimbal Financial, LLC: Regulatory assets under management: $109,538,970 in the October 2021 data and $290,012,610 in the October 2026 data, up 165%. Total employees: 4 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Gimbal Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (274); high net worth individuals (106); pension and profit sharing plans (but not the plan participants or government pension plans) (4).

**Which custodians does Gimbal Financial, LLC use?**
Gimbal Financial, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Gimbal Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159003

**What changed in Gimbal Financial, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $253,177,785 to $290,012,610 (+15%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $290,012,610
- Discretionary: $270,355,271
- Non-discretionary: $19,657,339

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 274 | $112,044,314 |
| High net worth individuals | 106 | $154,807,406 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $19,657,339 |
| Charitable organizations | 2 | $2,731,222 |
| Corporations or other businesses not listed above | 2 | $772,329 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other

### Firm details
- Registered since: 2017 (9 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, IL, IN, KY, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- gimbalfinancial.com
- Facebook facebook.com
- LinkedIn @in.keith-tyner-a941a58
- LinkedIn @doug-shrieve-0271989
- YouTube @UC3xaoQIJQr0PoMgaPNXbYcA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $109,538,970 | 4 | March 9, 2021 |
| October 2022 | $124,297,453 | 5 | July 7, 2022 |
| October 2023 | $135,017,935 | 5 | March 29, 2023 |
| October 2024 | $209,702,458 | 5 | March 25, 2024 |
| October 2025 | $253,177,785 | 6 | March 28, 2025 |
| October 2026 | $290,012,610 | 6 | March 5, 2026 |

Regulatory assets under management: $109,538,970 in the October 2021 data and $290,012,610 in the October 2026 data, up 165%.
Total employees: 4 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $253,177,785 to $290,012,610 (+15%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gimbal Financial, LLC (CRD 159003): Form ADV filing data as of October 2026.