# Gilman Hill Asset Management, LLC

> Gilman Hill Asset Management, LLC is an SEC-registered investment advisory firm in New Canaan, CT, registered since 2007, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 17, 2026.

- CRD: 143970
- Filed as: GILMAN HILL ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New Canaan, CT
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/143970
- AdvisorCensus page: https://advisorcensus.com/firm/gilman-hill-asset-management-llc-new-canaan-ct-143970

## Quick answers

**How is Gilman Hill Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Gilman Hill Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Gilman Hill Asset Management, LLC located?**
Gilman Hill Asset Management, LLC's principal office is in New Canaan, CT, according to its Form ADV.

**Is Gilman Hill Asset Management, LLC registered with the SEC or a state?**
Gilman Hill Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 143970.

**How much does Gilman Hill Asset Management, LLC manage?**
Gilman Hill Asset Management, LLC reports $1,244,139,379 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (100% discretionary).

**How have Gilman Hill Asset Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Gilman Hill Asset Management, LLC: Regulatory assets under management: $419,232,038 in the October 2021 data and $1,244,139,379 in the October 2026 data, up 197%. Total employees: 8 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Gilman Hill Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (255); individuals (other than high net worth individuals) (34); charitable organizations (10).

**Which custodians does Gilman Hill Asset Management, LLC use?**
Gilman Hill Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., National Financial Services LLC and State Street Global Markets, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Gilman Hill Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143970

**What changed in Gilman Hill Asset Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $782,940,311 to $1,244,139,379 (+59%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC
- State Street Global Markets, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,244,139,379
- Discretionary: $1,244,139,379
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 34 | $10,945,777 |
| High net worth individuals | 255 | $743,936,269 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $8,160,660 |
| Charitable organizations | 10 | $26,316,307 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $350,713,803 |
| Other investment advisers | Fewer than 5 | $90,644,636 |
| Corporations or other businesses not listed above | Fewer than 5 | $13,421,927 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2007 (19 years)
- Employees: 10 total, 5 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, CT, FL, IN, LA, MA, MD, NH, NJ, NY, PA, RI, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- gilmanhill.com
- LinkedIn @1058290
- X @GILMANHILL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $419,232,038 | 8 | August 9, 2021 |
| October 2022 | $597,060,615 | 9 | September 8, 2022 |
| October 2023 | $623,057,227 | 10 | May 1, 2023 |
| October 2024 | $704,856,821 | 10 | March 29, 2024 |
| October 2025 | $782,940,311 | 10 | February 5, 2025 |
| October 2026 | $1,244,139,379 | 10 | March 17, 2026 |

Regulatory assets under management: $419,232,038 in the October 2021 data and $1,244,139,379 in the October 2026 data, up 197%.
Total employees: 8 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $782,940,311 to $1,244,139,379 (+59%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gilman Hill Asset Management, LLC (CRD 143970): Form ADV filing data as of October 2026.