# Gilbert Financial, LLC

> Gilbert Financial, LLC is an SEC-registered investment advisory firm in Honeoye Falls, NY, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 1, 2026.

- CRD: 130337
- Filed as: GILBERT FINANCIAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Honeoye Falls, NY
- Filing period: October 2026
- Form ADV filing dated: July 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/130337
- AdvisorCensus page: https://advisorcensus.com/firm/gilbert-financial-llc-honeoye-falls-ny-130337

## Quick answers

**How is Gilbert Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Gilbert Financial, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Gilbert Financial, LLC located?**
Gilbert Financial, LLC's principal office is in Honeoye Falls, NY, according to its Form ADV.

**Is Gilbert Financial, LLC registered with the SEC or a state?**
Gilbert Financial, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 130337.

**How much does Gilbert Financial, LLC manage?**
Gilbert Financial, LLC reports $109,818,955 in regulatory assets under management in its Form ADV filing dated July 1, 2026 (82% discretionary).

**How have Gilbert Financial, LLC's assets and staff changed since 2021?**
In the Form ADV data for Gilbert Financial, LLC: Regulatory assets under management: $82,051,173 in the October 2021 data and $109,818,955 in the October 2026 data, up 34%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Gilbert Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (84); individuals (other than high net worth individuals) (68).

**Which custodians does Gilbert Financial, LLC use?**
Gilbert Financial, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing Advisor Solutions LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Gilbert Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/130337

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Pershing Advisor Solutions LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $109,818,955
- Discretionary: $90,011,266
- Non-discretionary: $19,807,689

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 68 | $24,606,714 |
| High net worth individuals | 84 | $85,212,241 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2013 (13 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $82,051,173 | 1 | September 20, 2021 |
| October 2022 | $97,984,847 | 1 | January 24, 2022 |
| October 2023 | $77,035,892 | 1 | February 3, 2023 |
| October 2024 | $84,478,737 | 1 | February 6, 2024 |
| October 2025 | $99,899,642 | 1 | January 18, 2025 |
| October 2026 | $109,818,955 | 1 | July 1, 2026 |

Regulatory assets under management: $82,051,173 in the October 2021 data and $109,818,955 in the October 2026 data, up 34%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gilbert Financial, LLC (CRD 130337): Form ADV filing data as of October 2026.