{
  "crd_number": 117268,
  "slug": "gilbert-capital-group-117268",
  "primary_business_name": "GILBERT CAPITAL GROUP",
  "legal_name": "GILBERT CAPITAL GROUP, INC.",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-04-19",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-04-07",
  "carried_forward": false,
  "raum_total": 158145204.0,
  "raum_discretionary": 157935848.0,
  "raum_non_discretionary": 209356.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 51925321.0,
      "count": 106
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 102604205.0,
      "count": 33
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 3615678.0,
      "count": 5
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CO",
    "FL",
    "MA",
    "ME",
    "NH",
    "TX",
    "VT"
  ],
  "websites": [
    "https://facebook.com/BEATRICE.GILBERT",
    "https://facebook.com/CASSAGILBERT",
    "https://gilbertcapitalgroup.com",
    "https://linkedin.com/IN/CASSAGILBERT"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/117268",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/gilbert-capital-group-117268",
  "display_name": "Gilbert Capital Group",
  "summary": "Gilbert Capital Group is an SEC-registered investment advisory firm, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 7, 2026.",
  "citation": "AdvisorCensus. Gilbert Capital Group (CRD 117268): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Gilbert Capital Group compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Gilbert Capital Group reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Gilbert Capital Group charge?",
      "a": "Its Form ADV Part 2A brochure dated April 7, 2026 states: Up to $500,000: 1.25% a year; $500,000 to $1,000,000: 1% a year; $1,000,000 to $3,000,000: 0.75% a year; Above $3,000,000: 0.35% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Is Gilbert Capital Group registered with the SEC or a state?",
      "a": "Gilbert Capital Group is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 117268."
    },
    {
      "q": "How much does Gilbert Capital Group manage?",
      "a": "Gilbert Capital Group reports $158,145,204 in regulatory assets under management in its Form ADV filing dated April 7, 2026 (100% discretionary)."
    },
    {
      "q": "How have Gilbert Capital Group's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Gilbert Capital Group: Regulatory assets under management: $120,590,360 in the October 2021 data and $158,145,204 in the October 2026 data, up 31%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Gilbert Capital Group serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (106); high net worth individuals (33); corporations or other businesses not listed above (5)."
    },
    {
      "q": "Which custodians does Gilbert Capital Group use?",
      "a": "Gilbert Capital Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Gilbert Capital Group report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/117268"
    },
    {
      "q": "Does Gilbert Capital Group state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated April 7, 2026 says: \"There is not a minimum balance required to open an account with Gilbert Capital Group.\""
    },
    {
      "q": "What changed in Gilbert Capital Group's recent Form ADV filings?",
      "a": "In the February 2026 filing data: Regulatory assets under management went from $139,861,624 to $158,145,204 (+13%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 120590360.0,
      "total_employees": 3,
      "filing_date": "2021-05-27"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 137509617.0,
      "total_employees": 3,
      "filing_date": "2022-02-19"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 116626674.0,
      "total_employees": 3,
      "filing_date": "2023-02-10"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 132395214.0,
      "total_employees": 3,
      "filing_date": "2024-03-05"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 139861624.0,
      "total_employees": 3,
      "filing_date": "2025-01-24"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 158145204.0,
      "total_employees": 3,
      "filing_date": "2026-04-07"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Regulatory assets under management went from $139,861,624 to $158,145,204 (+13%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 7, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $500,000",
        "rate": "1.25%"
      },
      {
        "band": "$500,000 to $1,000,000",
        "rate": "1%"
      },
      {
        "band": "$1,000,000 to $3,000,000",
        "rate": "0.75%"
      },
      {
        "band": "Above $3,000,000",
        "rate": "0.35%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $500,000: 1.25% a year",
          "$500,000 to $1,000,000: 1% a year",
          "$1,000,000 to $3,000,000: 0.75% a year",
          "Above $3,000,000: 0.35% a year"
        ],
        "quotes": [
          "Fees for investment management services are charged quarterly, in advance, based upon assets under management, at the following rates: Assets On the first $500,000 Annual Rate 1.25% On the next $500,000 1.00% On the next $2,000,000 0.75% On amounts over $3,000,000 0.35%",
          "Fees may be negotiated to meet individual circumstances."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "There is not a minimum balance required to open an account with Gilbert Capital Group."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 500000.0,
          "rate_pct": 1.25
        },
        {
          "min": 500000.0,
          "max": 1000000.0,
          "rate_pct": 1.0
        },
        {
          "min": 1000000.0,
          "max": 3000000.0,
          "rate_pct": 0.75
        },
        {
          "min": 3000000.0,
          "max": null,
          "rate_pct": 0.35
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Fees for investment management services are charged quarterly, in advance, based upon assets under management, at the following rates: Assets On the first $500,000 Annual Rate 1.25% On the next $500,000 1.00% On the next $2,000,000 0.75% On amounts over $3,000,000 0.35%",
      "Fees may be negotiated to meet individual circumstances.",
      "There is not a minimum balance required to open an account with Gilbert Capital Group."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/gilbert-capital-group-117268.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 106,
      "fewer_than_5": false,
      "raum": 51925321.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 33,
      "fewer_than_5": false,
      "raum": 102604205.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 5,
      "fewer_than_5": false,
      "raum": 3615678.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/117268",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}