{ "crd_number": 281621, "slug": "gibbs-wealth-management-llc-alpharetta-ga-281621", "primary_business_name": "GIBBS WEALTH MANAGEMENT, LLC", "legal_name": "GIBBS WEALTH MANAGEMENT, LLC", "dbas": [ "360 WEALTH MANAGEMENT, LLC", "ABSOLUTE WEALTH MANAGEMENT, LLC", "ALEVO WEALTH MANAGEMENT", "ALLEN WEALTH & ASSET MANAGEMENT", "AMERICAN PRINCIPAL WEALTH MANAGEMENT", "BABIN & ASSOCIATES FINANCIAL ADVISORS", "BAKER RICHARDS WEALTH MANAGEMENT", "BALDWIN FINANCIAL GROUP", "BEACON WEALTH MANAGEMENT", "BILL SMITH WEALTH MANAGEMENT, LLC", "COMPASS WEALTH MANAGEMENT", "COSAINT ADVISORS, LLC", "DIVERSIFIED WEALTH MANAGEMENT", "EVERGREEN TEAM WEALTH MANAGEMENT, LLC", "FDT WEALTH MANAGEMENT, INC.", "FINANCIAL RESOURCES GROUP", "FLYING EAGLE WEALTH MANAGEMENT", "FUTURE FOCUS WEALTH MANAGEMENT", "GRADY GROUP WEALTH MANAGEMENT LLC", "GREAT LAKES WEALTH MANAGEMENT, LLC", "GRIMES FINANCIAL GROUP", "HARPER WEALTH MANAGEMENT", "HYBRID WEALTH MANAGEMENT", "KNEPP WEALTH MANAGEMENT, LLC", "LEGACY 360 WEALTH MANAGEMENT, LLC", "LEGACY GROUP WEALTH MANAGEMENT", "MARATHON GROUP WEALTH MANAGEMENT", "MESSINA'S WEALTH ADVISORS", "MIPRO WEALTH MANAGEMENT", "MITCHELL WEALTH MANAGEMENT, LLC", "MTD WEALTH MANAGEMENT", "MUNDT WEALTH MANAGEMENT", "RETALLICK WEALTH MANAGEMENT", "RETIREMENT PLANNERS OF TEXAS", "ROSE FINANCIAL MANAGEMENT", "SBC WEALTH MANAGEMENT", "SMART WEALTH MANAGEMENT", "SRS WEALTH MANAGEMENT", "SUNCREST WEALTH ADVISORS, LLC", "TEAM N&L WEALTH MANAGEMENT", "TLL WEALTH MANAGEMENT, LLC", "TOTAL FINANCIAL WEALTH MANAGEMENT", "TURNEY WEALTH MANAGEMENT, LLC", "TW WEALTH MANAGEMENT", "WEALTHFUL LLC" ], "city": "Alpharetta", "state": "GA", "country": "United States", "cbsa_code": "12060", "metro": { "cbsa_code": "12060", "common_name": "Atlanta", "msa_name": "Atlanta-Sandy Springs-Roswell, GA", "path": "/advisors/ga/atlanta" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2022-02-15", "years_registered": 4, "period": "2026-10-01", "filing_date": "2026-08-28", "carried_forward": false, "raum_total": 1064821925.0, "raum_discretionary": 1045821925.0, "raum_non_discretionary": 19000000.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 147, "advisory_employees": 59, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "individuals": { "raum": 789574190.0, "count": 5216 }, "pension_profit_sharing": { "raum": 19000000.0, "count": null, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 256247735.0, "count": 140 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 3, "states_registered": [ "AL", "AZ", "CA", "CO", "CT", "FL", "GA", "HI", "IA", "ID", "IL", "IN", "KS", "KY", "LA", "MA", "MI", "MN", "MO", "MS", "MT", "NC", "NH", "NJ", "NV", "NY", "OH", "OR", "PA", "SC", "TN", "TX", "UT", "VA", "VT", "WA", "WI", "WV", "WY" ], "websites": [ "https://1stopulencefinancial.com", "https://360fg.net", "https://allenfinancial.net", "https://americanprincipal.com", "https://babinfinancial.com", "https://bakerrichardsfinancial.com", "https://bewealthful.com", "https://billsmithwealthmanagement.com", "https://compasswealth.net", "https://cosaintadvisors.com", "https://danorfin.com", "https://dpgsss.com", "https://evergreenteaminsurance.com", "https://facebook/GIBBSFINANCIALGROUP", "https://financialresourcesgrp.com", "https://flyingeaglefinancial.com", "https://freedomdreamteaminc.com", "https://futurefocusfin.com", "https://gibbsfinancialgroup.com", "https://gibbswealthria.com", "https://gradygroupinc.com", "https://helpmejohnvt.com", "https://hybridfinancialfreedom.com", "https://iwmis.com", "https://kneppfinancialgroup.com", "https://legacy360fwm.com", "https://legacygroupplanning.info", "https://linkedin.com/IN/GIBBSFINANCIALGROUP", "https://marathongroupfinancial.com", "https://mitchellfinancialgroup.com", "https://mtdfinancial.com", "https://mundt-associates.com", "https://reisingfinancial.com", "https://retallickfinancial.com", "https://retirehouston.com", "https://retirementbysrs.com", "https://rosefinancialassociates.com", "https://smartoptionsllc.com", "https://summerlinbenefitsconsulting.com", "https://suncrestwealth.com", "https://teamnlwealthbuilders.com", "https://tfswealth.com", "https://turneyfinancial.com", "https://twitter.com/GIBBSFINANCIAL", "https://twretirementstrategies.com", "https://yourfais.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/281621", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.H(1)(b)", "question": "Has a domestic or foreign court ever found that the firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations?" } ], "city_as_filed": "ALPHARETTA", "url": "https://advisorcensus.com/firm/gibbs-wealth-management-llc-alpharetta-ga-281621", "display_name": "Gibbs Wealth Management, LLC", "summary": "Gibbs Wealth Management, LLC is an SEC-registered investment advisory firm in Alpharetta, GA, registered since 2022, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 28, 2026.", "citation": "AdvisorCensus. Gibbs Wealth Management, LLC (CRD 281621): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Gibbs Wealth Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Gibbs Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Gibbs Wealth Management, LLC located?", "a": "Gibbs Wealth Management, LLC's principal office is in Alpharetta, GA, according to its Form ADV; the September 2026 filing also lists 125 other offices (Schedule D, Section 1.F)." }, { "q": "Is Gibbs Wealth Management, LLC registered with the SEC or a state?", "a": "Gibbs Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 281621." }, { "q": "How much does Gibbs Wealth Management, LLC manage?", "a": "Gibbs Wealth Management, LLC reports $1,064,821,925 in regulatory assets under management in its Form ADV filing dated August 28, 2026 (98% discretionary)." }, { "q": "How have Gibbs Wealth Management, LLC's assets and staff changed since 2022?", "a": "In the Form ADV data for Gibbs Wealth Management, LLC: Regulatory assets under management: $102,227,838 in the October 2022 data and $1,064,821,925 in the October 2026 data, up 942%. Total employees: 21 in October 2022 and 147 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Gibbs Wealth Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (5,216); high net worth individuals (140)." }, { "q": "Which custodians does Gibbs Wealth Management, LLC use?", "a": "Gibbs Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Gibbs Wealth Management, LLC report any disciplinary disclosures?", "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), and 11.H(1)(b) (court finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/281621" }, { "q": "What changed in Gibbs Wealth Management, LLC's recent Form ADV filings?", "a": "In the September 2026 filing data: Added an office in Riverside, CA." } ], "filing_history": [ { "period": "2022-10-01", "regulatory_assets_under_management": 102227838.0, "total_employees": 21, "filing_date": "2022-09-27" }, { "period": "2023-10-01", "regulatory_assets_under_management": 200180955.0, "total_employees": 21, "filing_date": "2023-09-29" }, { "period": "2024-10-01", "regulatory_assets_under_management": 391385872.0, "total_employees": 21, "filing_date": "2024-08-01" }, { "period": "2025-10-01", "regulatory_assets_under_management": 639157693.0, "total_employees": 126, "filing_date": "2025-07-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1064821925.0, "total_employees": 147, "filing_date": "2026-08-28" } ], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Added an office in Riverside, CA." ] }, { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Added the business name TLL Wealth Management, LLC.", "Changed its office addresses in Pineville, NC.", "Added an office in Bellevue, WA.", "Registered or notice-filed in NH, WA, WY." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $639,157,693 to $1,061,421,925 (+66%).", "Employees performing advisory functions went from 49 to 59.", "Item 11 disclosure answers changed: 3 yes answers, previously 2 (now yes: 11.H(1)(b)).", "Added the business name Wealthful LLC.", "Added the business name Alevo Wealth Management.", "Added the business name Baldwin Financial Group.", "Added the business name Messina's Wealth Advisors.", "Added the business name Flying Eagle Wealth Management.", "Added the business name Grady Group Wealth Management LLC.", "Added the business name Babin & Associates Financial Advisors.", "No longer lists the business name Grady Group Inc..", "No longer lists the business name Reising Financial.", "No longer lists the business name Investsafe Financial.", "No longer lists the business name Flying Eagle Financial.", "No longer lists the business name Messina's Wealth Management.", "No longer lists the business name Preservation Financial Group.", "No longer lists the business name Fairbridge Capital Management.", "No longer lists the business name Integrity Private Wealth, LLC.", "No longer lists the business name Wealthful Financial Group, Inc..", "No longer lists the business name Cornerstone Wealth & Tax Advisory Group.", "No longer lists the business name Financial Alliance & Insurance Solutions.", "Changed its office addresses in Germantown, WI.", "Changed its office addresses in Grand Blanc, MI.", "Changed its office addresses in Newport Beach, CA.", "Added an office in Abilene, TX.", "Added an office in Adrian, MI.", "Added an office in Archbold, OH.", "Added an office in Austin, MN.", "Added an office in Baton Rouge, LA.", "Added an office in Bay City, MI.", "Added an office in Bettendorf, IA.", "Added an office in Biloxi, MS.", "Added an office in Birmingham, AL.", "Added an office in Bloomfield Twp., MI.", "Added an office in Boise, ID.", "Added an office in Bonita Springs, FL.", "Added an office in Boulder, CO.", "Added an office in Bridgeville, PA.", "Added an office in Brighton, MI.", "Added an office in Burbank, CA.", "Added an office in Canoga Park, CA.", "Added an office in Cedar Hill, TX.", "Added an office in Cerritos, CA.", "Added an office in Chattanooga, TN.", "Added an office in Clearfield, UT.", "Added an office in Clearwater, FL.", "Added an office in Cottonwood Heights, UT.", "Added an office in Crown Point, IN.", "Added an office in Decorah, IA.", "Added an office in Denver, CO.", "Added an office in Diamondhead, MS.", "Added an office in Dubuque, IA.", "Added an office in Elkhart, IN.", "Added an office in Elm Grove, WI.", "Added an office in Escanaba, MI.", "Added an office in Findlay, OH.", "Added an office in Flower Mound, TX.", "Added an office in Fort Wayne, IN.", "Added an office in Fort Worth, TX.", "Added an office in Fremont, OH.", "Added an office in Glendale, CA.", "Added an office in Granbury, TX.", "Added an office in Green Valley, AZ.", "Added an office in Gretna, LA.", "Added an office in Honolulu, HI.", "Added an office in Houma, LA.", "Added an office in Jacksonville, FL.", "Added an office in Jasper, IN.", "Added an office in Knoxville, TN.", "Added an office in La Crescent, MN.", "Added an office in Laporte, IN.", "Added an office in Lehi, UT.", "Added an office in Lemoyne, PA.", "Added an office in Lima, OH.", "Added an office in Logan, UT.", "Added an office in Louisville, KY.", "Added an office in Mandeville, LA.", "Added an office in Metairie, LA.", "Added an office in Morgantown, WV.", "Added an office in Murrieta, CA.", "Added an office in Nashville, TN.", "Added an office in Newhall, CA.", "Added an office in Orange Park, FL.", "Added an office in Orland Park, IL.", "Added an office in Owatonna, MN.", "Added an office in Owensboro, KY.", "Added an office in Pasadena, CA.", "Added an office in Perrysburg, OH.", "Added an office in Rochester, MN.", "Added an office in Rockford, IL.", "Added an office in Rolling Hills Estates, CA.", "Added an office in Rolling Meadows, IL.", "Added an office in Saint Charles, MN.", "Added an office in Salt Lake City, UT.", "Added an office in San Diego, CA.", "Added an office in San Jose, CA.", "Added an office in San Marcos, CA.", "Added an office in Santa Monica, CA.", "Added an office in Sarasota, FL.", "Added an office in Savannah, GA.", "Added an office in Shawnee, KS.", "Added an office in Simi Valley, CA.", "Added an office in Skokie, IL.", "Added an office in Slidell, LA.", "Added an office in South Bend, IN.", "Added an office in Southlake, TX.", "Added an office in St. Charles, IL.", "Added an office in St. George, UT.", "Added an office in St. Simons Island, GA.", "Added an office in Sunnyvale, CA.", "Added an office in Trenton, MI.", "Added an office in Tucson, AZ.", "Added an office in Valparaiso, IN.", "Added an office in Venice, FL.", "Added an office in Waterloo, IA.", "Added an office in West Desmoines, IA.", "Added an office in Westchester, IL.", "Added an office in Williston, VT.", "Added an office in Yulee, FL.", "No longer lists an office in Allentown, PA.", "No longer lists an office in Campbell, CA.", "No longer lists an office in Harrisburg, PA.", "No longer lists an office in Long Beach, CA.", "No longer lists an office in Parsippany, NJ.", "No longer lists an office in Tallahassee, FL.", "No longer lists an office in Warwick, RI.", "Registered or notice-filed in OR.", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Added the business name Integrity Private Wealth, LLC.", "No longer lists the business name Integrity Wealth Management & Insurance Services, LLC.", "Registered or notice-filed in MT.", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2025-11-01", "period_label": "November 2025", "notes": [ "Added the business name Future Focus Wealth Management.", "No longer lists the business name Future Focus Financial." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/gibbs-wealth-management-llc-alpharetta-ga-281621.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 5216, "fewer_than_5": false, "raum": 789574190.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 140, "fewer_than_5": false, "raum": 256247735.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 19000000.0 } ], "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/281621", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }