# GGM Financial LLC

> GGM Financial LLC is an SEC-registered investment advisory firm in Columbus, OH, registered since 2023, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 327008
- Filed as: GGM FINANCIAL LLC
- Also doing business as: GLOECKNER GREEN MCCABE FINANCIAL
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Columbus, OH
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/327008
- AdvisorCensus page: https://advisorcensus.com/firm/ggm-financial-llc-columbus-oh-327008

## Quick answers

**How is GGM Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), GGM Financial LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is GGM Financial LLC located?**
GGM Financial LLC's principal office is in Columbus, OH, according to its Form ADV.

**Is GGM Financial LLC registered with the SEC or a state?**
GGM Financial LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 327008.

**How much does GGM Financial LLC manage?**
GGM Financial LLC reports $512,964,815 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary).

**How have GGM Financial LLC's assets and staff changed since 2023?**
In the Form ADV data for GGM Financial LLC: Regulatory assets under management: $370,860,672 in the October 2024 data and $512,964,815 in the October 2026 data, up 38%. Total employees: 9 in October 2023 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does GGM Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (260); high net worth individuals (151); corporations or other businesses not listed above (9).

**Which custodians does GGM Financial LLC use?**
GGM Financial LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does GGM Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327008

**What changed in GGM Financial LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $425,718,539 to $512,964,815 (+20%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $512,964,815
- Discretionary: $512,964,815
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 260 | $127,978,814 |
| High net worth individuals | 151 | $355,459,534 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $1,873,302 |
| Charitable organizations | 1 | $109,745 |
| Corporations or other businesses not listed above | 9 | $27,543,420 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 11 total, 6 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, MI, OH, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ggmfin.com
- Facebook @GGMFin
- LinkedIn @gloeckner-green-mccabe-financial-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | Not reported | 9 | August 1, 2023 |
| October 2024 | $370,860,672 | 9 | March 26, 2024 |
| October 2025 | $425,718,539 | 11 | March 21, 2025 |
| October 2026 | $512,964,815 | 11 | March 20, 2026 |

Regulatory assets under management: $370,860,672 in the October 2024 data and $512,964,815 in the October 2026 data, up 38%.
Total employees: 9 in October 2023 and 11 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $425,718,539 to $512,964,815 (+20%).
- Updated its list of owners and control persons (Schedule A).

### January 2026
- Changed its legal name from GGM Financials, LLC to GGM Financial LLC.
- No longer registered or notice-filed in IN.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. GGM Financial LLC (CRD 327008): Form ADV filing data as of October 2026.