# GFO Advisory Services, LLC

> GFO Advisory Services, LLC is an SEC-registered investment advisory firm in Greenwich, CT, registered since 1999, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 30, 2026.

- CRD: 109278
- Filed as: GFO ADVISORY SERVICES, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Greenwich, CT
- Filing period: October 2026
- Form ADV filing dated: September 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/109278
- AdvisorCensus page: https://advisorcensus.com/firm/gfo-advisory-services-llc-greenwich-ct-109278

## Quick answers

**How is GFO Advisory Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), GFO Advisory Services, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is GFO Advisory Services, LLC located?**
GFO Advisory Services, LLC's principal office is in Greenwich, CT, according to its Form ADV; the April 2026 filing also lists 4 other offices (Schedule D, Section 1.F).

**Is GFO Advisory Services, LLC registered with the SEC or a state?**
GFO Advisory Services, LLC is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 109278.

**How much does GFO Advisory Services, LLC manage?**
GFO Advisory Services, LLC reports $351,305,768 in regulatory assets under management in its Form ADV filing dated September 30, 2026 (100% discretionary).

**How have GFO Advisory Services, LLC's assets and staff changed since 2021?**
In the Form ADV data for GFO Advisory Services, LLC: Regulatory assets under management: $210,687,469 in the October 2021 data and $351,305,768 in the October 2026 data, up 67%. Total employees: 9 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does GFO Advisory Services, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (8); other (2).

**Which custodians does GFO Advisory Services, LLC use?**
GFO Advisory Services, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Argent Institutional Trust Company and Truist Bank (affiliated with the firm) as custodians holding 10% or more of its separately managed account assets.

**Does GFO Advisory Services, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation) and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109278

**Does GFO Advisory Services, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "The MMP Funds typically require a minimum investment of $250,000, although the Firm reserves the right to waive or reduce this minimum for any investor."

**What changed in GFO Advisory Services, LLC's recent Form ADV filings?**
In the May 2026 filing data: No longer lists an office in Atlanta, GA. No longer lists an office in Houston, TX. No longer lists an office in Jupiter, FL. No longer lists an office in New York, NY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> The MMP Funds typically require a minimum investment of $250,000, although the Firm reserves the right to waive or reduce this minimum for any investor.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Argent Institutional Trust Company
- Truist Bank (affiliated with the firm)

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $351,305,768
- Discretionary: $351,305,768
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 8 | $350,333,115 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 2 | $972,653 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1999 (27 years)
- Employees: 12 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, DE, FL, GA, NY, TX
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109278

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Atlanta, GA
- Houston, TX
- Jupiter, FL
- New York, NY

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $210,687,469 | 9 | September 8, 2021 |
| October 2022 | $231,994,428 | 11 | September 30, 2022 |
| October 2023 | $235,100,265 | 11 | March 30, 2023 |
| October 2024 | $256,992,416 | 11 | August 28, 2024 |
| October 2025 | $290,648,483 | 10 | May 22, 2025 |
| October 2026 | $351,305,768 | 12 | September 30, 2026 |

Regulatory assets under management: $210,687,469 in the October 2021 data and $351,305,768 in the October 2026 data, up 67%.
Total employees: 9 in October 2021 and 12 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- No longer lists an office in Atlanta, GA.
- No longer lists an office in Houston, TX.
- No longer lists an office in Jupiter, FL.
- No longer lists an office in New York, NY.

### April 2026
- Regulatory assets under management went from $290,648,483 to $351,305,768 (+21%).
- Changed its office addresses in Jupiter, FL.
- Added an office in Houston, TX.
- Added an office in New York, NY.
- No longer lists an office in Boston, MA.
- No longer lists an office in King of Prussia, PA.
- No longer lists an office in Richmond, VA.
- Registered or notice-filed in TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. GFO Advisory Services, LLC (CRD 109278): Form ADV filing data as of October 2026.