# GFN Capital Management

> GFN Capital Management is an SEC-registered investment advisory firm in Richardson, TX, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 7, 2026.

- CRD: 139403
- Filed as: GFN CAPITAL MANAGEMENT
- Legal name: Glazer Capital Management, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Richardson, TX
- Filing period: October 2026
- Form ADV filing dated: July 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/139403
- AdvisorCensus page: https://advisorcensus.com/firm/gfn-capital-management-richardson-tx-139403

## Quick answers

**How is GFN Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), GFN Capital Management reports these compensation arrangements: a percentage of assets under its management; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees).

**Where is GFN Capital Management located?**
GFN Capital Management's principal office is in Richardson, TX, according to its Form ADV.

**Is GFN Capital Management registered with the SEC or a state?**
GFN Capital Management is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 139403.

**How much does GFN Capital Management manage?**
GFN Capital Management reports $120,053,264 in regulatory assets under management in its Form ADV filing dated July 7, 2026 (92% discretionary).

**What types of clients does GFN Capital Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (190); high net worth individuals (121); pension and profit sharing plans (but not the plan participants or government pension plans) (54).

**Which custodians does GFN Capital Management use?**
GFN Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Trust Based Custodian as a custodian holding 10% or more of its separately managed account assets.

**Does GFN Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/139403

**Does GFN Capital Management state an account minimum?**
Its Form ADV Part 2A brochure dated May 27, 2026 says: "Our firm does not require a minimum account balance to open and maintain an account for our investment management services and fees may be negotiated in certain circumstances."

**What changed in GFN Capital Management's recent Form ADV filings?**
In the August 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated May 27, 2026)

- Account minimum: None (the brochure says it may be waived or negotiated)

> Our firm does not require a minimum account balance to open and maintain an account for our investment management services and fees may be negotiated in certain circumstances.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Trust Based Custodian

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $120,053,264
- Discretionary: $110,344,554
- Non-discretionary: $9,708,710

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 190 | $21,756,746 |
| High net worth individuals | 121 | $57,796,476 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 54 | $31,203,317 |
| Charitable organizations | 6 | $1,252,316 |
| Corporations or other businesses not listed above | 6 | $8,044,409 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2026 (0 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [doctorsresource.com](https://doctorsresource.com)
- [expattaxexpert.net](https://expattaxexpert.net)
- [gfncapitalmgmt.com](https://gfncapitalmgmt.com)
- [glazerfinancial.com](https://glazerfinancial.com)
- [thepensionspecialists.com](https://thepensionspecialists.com)

## Changes in the filing (last 12 months)

### August 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. GFN Capital Management (CRD 139403): Form ADV filing data as of October 2026.