{
  "crd_number": 139403,
  "slug": "gfn-capital-management-richardson-tx-139403",
  "primary_business_name": "GFN CAPITAL MANAGEMENT",
  "legal_name": "GLAZER CAPITAL MANAGEMENT, LLC",
  "dbas": [],
  "city": "Richardson",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "19100",
  "metro": {
    "cbsa_code": "19100",
    "common_name": "Dallas",
    "msa_name": "Dallas-Fort Worth-Arlington, TX",
    "path": "/advisors/tx/dallas"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2026-07-08",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-07-07",
  "carried_forward": false,
  "raum_total": 120053264.0,
  "raum_discretionary": 110344554.0,
  "raum_non_discretionary": 9708710.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 4,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 1252316.0,
      "count": 6
    },
    "individuals": {
      "raum": 21756746.0,
      "count": 190
    },
    "pension_profit_sharing": {
      "raum": 31203317.0,
      "count": 54
    },
    "high_net_worth_individuals": {
      "raum": 57796476.0,
      "count": 121
    },
    "corporations_other_businesses": {
      "raum": 8044409.0,
      "count": 6
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "subscription"
  ],
  "advisory_activities": [
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "TX"
  ],
  "websites": [
    "https://doctorsresource.com",
    "https://expattaxexpert.net",
    "https://gfncapitalmgmt.com",
    "https://glazerfinancial.com",
    "https://thepensionspecialists.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/139403",
  "city_as_filed": "RICHARDSON",
  "url": "https://advisorcensus.com/firm/gfn-capital-management-richardson-tx-139403",
  "display_name": "GFN Capital Management",
  "summary": "GFN Capital Management is an SEC-registered investment advisory firm in Richardson, TX, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 7, 2026.",
  "citation": "AdvisorCensus. GFN Capital Management (CRD 139403): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Subscription fees (for a newsletter or periodical)",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is GFN Capital Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), GFN Capital Management reports these compensation arrangements: a percentage of assets under its management; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is GFN Capital Management located?",
      "a": "GFN Capital Management's principal office is in Richardson, TX, according to its Form ADV."
    },
    {
      "q": "Is GFN Capital Management registered with the SEC or a state?",
      "a": "GFN Capital Management is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 139403."
    },
    {
      "q": "How much does GFN Capital Management manage?",
      "a": "GFN Capital Management reports $120,053,264 in regulatory assets under management in its Form ADV filing dated July 7, 2026 (92% discretionary)."
    },
    {
      "q": "What types of clients does GFN Capital Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (190); high net worth individuals (121); pension and profit sharing plans (but not the plan participants or government pension plans) (54)."
    },
    {
      "q": "Which custodians does GFN Capital Management use?",
      "a": "GFN Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Trust Based Custodian as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does GFN Capital Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/139403"
    },
    {
      "q": "Does GFN Capital Management state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated May 27, 2026 says: \"Our firm does not require a minimum account balance to open and maintain an account for our investment management services and fees may be negotiated in certain circumstances.\""
    },
    {
      "q": "What changed in GFN Capital Management's recent Form ADV filings?",
      "a": "In the August 2026 filing data: Newly registered with the SEC."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 27, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Our firm does not require a minimum account balance to open and maintain an account for our investment management services and fees may be negotiated in certain circumstances."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Our firm does not require a minimum account balance to open and maintain an account for our investment management services and fees may be negotiated in certain circumstances."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Trust Based Custodian",
      "name_as_filed": "TRUST BASED CUSTODIAN",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/gfn-capital-management-richardson-tx-139403.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 190,
      "fewer_than_5": false,
      "raum": 21756746.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 121,
      "fewer_than_5": false,
      "raum": 57796476.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 54,
      "fewer_than_5": false,
      "raum": 31203317.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 6,
      "fewer_than_5": false,
      "raum": 1252316.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 6,
      "fewer_than_5": false,
      "raum": 8044409.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/139403",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}