# GFM Asset Management LLC

> GFM Asset Management LLC is an SEC-registered investment advisory firm in Weinfelden, Switzerland, registered since 2016, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 283810
- Filed as: GFM ASSET MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Weinfelden, Switzerland
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/283810
- AdvisorCensus page: https://advisorcensus.com/firm/gfm-asset-management-llc-weinfelden-283810

## Quick answers

**How is GFM Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), GFM Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees); performance-based fees.

**How much does GFM Asset Management LLC charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Up to $250,000: 1.5% a year; $250,000 to $1,000,000: 1% a year; $1,000,000 to $5,000,000: 0.75% a year; Above $5,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is GFM Asset Management LLC located?**
GFM Asset Management LLC's principal office is in Weinfelden, Switzerland, according to its Form ADV.

**Is GFM Asset Management LLC registered with the SEC or a state?**
GFM Asset Management LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 283810.

**How much does GFM Asset Management LLC manage?**
GFM Asset Management LLC reports $27,500,000 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have GFM Asset Management LLC's assets and staff changed since 2021?**
In the Form ADV data for GFM Asset Management LLC: Regulatory assets under management: $15,000,000 in the October 2021 data and $27,500,000 in the October 2026 data, up 83%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does GFM Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (20); individuals (other than high net worth individuals) (17); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Which custodians does GFM Asset Management LLC use?**
GFM Asset Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Financial LLC, Interactive Brokers LLC and Vanguard Marketing Corporation as custodians holding 10% or more of its separately managed account assets.

**Does GFM Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283810

**What changed in GFM Asset Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $22,650,000 to $27,500,000 (+21%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Up to $250,000: 1.5% a year
- $250,000 to $1,000,000: 1% a year
- $1,000,000 to $5,000,000: 0.75% a year
- Above $5,000,000: 0.5% a year

> For accounts with no performance fee, this percentage generally starts at 1.5% of the first $250,000, then 1.0% on the portion of the balance up to $1,000,000, then 0.75% up to $5,000,000, then 0.5% above $5,000,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Altruist Financial LLC
- Interactive Brokers LLC
- Vanguard Marketing Corporation

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $27,500,000
- Discretionary: $27,500,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 17 | $2,500,000 |
| High net worth individuals | 20 | $22,000,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $3,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2016 (10 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NY, OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- gfmasset.com
- Facebook @GFMGrp
- LinkedIn @td008
- X @QuantOfAsia

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $15,000,000 | 2 | February 8, 2021 |
| October 2022 | $24,000,000 | 2 | May 16, 2022 |
| October 2023 | $24,000,000 | 2 | March 31, 2023 |
| October 2024 | $28,000,000 | 3 | April 15, 2024 |
| October 2025 | $22,650,000 | 3 | March 3, 2025 |
| October 2026 | $27,500,000 | 3 | March 31, 2026 |

Regulatory assets under management: $15,000,000 in the October 2021 data and $27,500,000 in the October 2026 data, up 83%.
Total employees: 2 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $22,650,000 to $27,500,000 (+21%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. GFM Asset Management LLC (CRD 283810): Form ADV filing data as of October 2026.