# GFG Capital

> GFG Capital is an SEC-registered investment advisory firm in Miami, FL, registered since 2003, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 128059
- Filed as: GFG CAPITAL
- Legal name: GFG Capital, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Miami, FL
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/128059
- AdvisorCensus page: https://advisorcensus.com/firm/gfg-capital-miami-fl-128059

## Quick answers

**How is GFG Capital compensated?**
On its Form ADV (Item 5.E, October 2026), GFG Capital reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees.

**Where is GFG Capital located?**
GFG Capital's principal office is in Miami, FL, according to its Form ADV.

**Is GFG Capital registered with the SEC or a state?**
GFG Capital is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 128059.

**How much does GFG Capital manage?**
GFG Capital reports $1,014,910,213 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (89% discretionary).

**How have GFG Capital's assets and staff changed since 2021?**
In the Form ADV data for GFG Capital: Regulatory assets under management: $880,507,773 in the October 2021 data and $1,014,910,213 in the October 2026 data, up 15%. Total employees: 13 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does GFG Capital serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (207); corporations or other businesses not listed above (78); individuals (other than high net worth individuals) (4).

**Which custodians does GFG Capital use?**
GFG Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Pershing Advisor Solutions LLC and UBS Hamburg as custodians holding 10% or more of its separately managed account assets.

**Does GFG Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/128059

**What changed in GFG Capital's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $891,178,593 to $1,014,910,213 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Pershing Advisor Solutions LLC
- UBS Hamburg

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,014,910,213
- Discretionary: $904,838,607
- Non-discretionary: $110,071,606

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4 | $2,198,576 |
| High net worth individuals | 207 | $359,509,307 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $3,171,545 |
| Corporations or other businesses not listed above | 78 | $650,030,785 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2003 (23 years)
- Employees: 16 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- gfgcapital.com
- Instagram @GFGCAPITAL
- LinkedIn @GFGCAPITAL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $880,507,773 | 13 | March 17, 2021 |
| October 2022 | $962,306,065 | 16 | March 24, 2022 |
| October 2023 | $775,579,881 | 15 | September 20, 2023 |
| October 2024 | $838,257,753 | 15 | March 27, 2024 |
| October 2025 | $891,178,593 | 15 | July 11, 2025 |
| October 2026 | $1,014,910,213 | 16 | March 25, 2026 |

Regulatory assets under management: $880,507,773 in the October 2021 data and $1,014,910,213 in the October 2026 data, up 15%.
Total employees: 13 in October 2021 and 16 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $891,178,593 to $1,014,910,213 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. GFG Capital (CRD 128059): Form ADV filing data as of October 2026.