{
  "crd_number": 128059,
  "slug": "gfg-capital-miami-fl-128059",
  "primary_business_name": "GFG CAPITAL",
  "legal_name": "GFG CAPITAL, LLC",
  "dbas": [],
  "city": "Miami",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2003-08-22",
  "years_registered": 23,
  "period": "2026-10-01",
  "filing_date": "2026-03-25",
  "carried_forward": false,
  "raum_total": 1014910213.0,
  "raum_discretionary": 904838607.0,
  "raum_non_discretionary": 110071606.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 16,
  "advisory_employees": 9,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 2198576.0,
      "count": 4
    },
    "pension_profit_sharing": {
      "raum": 3171545.0,
      "count": 2,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 359509307.0,
      "count": 207
    },
    "corporations_other_businesses": {
      "raum": 650030785.0,
      "count": 78
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "NY",
    "TX"
  ],
  "websites": [
    "https://gfgcapital.com",
    "https://instagram.com/GFGCAPITAL",
    "https://linkedin.com/COMPANY/GFGCAPITAL"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/128059",
  "city_as_filed": "MIAMI",
  "url": "https://advisorcensus.com/firm/gfg-capital-miami-fl-128059",
  "display_name": "GFG Capital",
  "summary": "GFG Capital is an SEC-registered investment advisory firm in Miami, FL, registered since 2003, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 25, 2026.",
  "citation": "AdvisorCensus. GFG Capital (CRD 128059): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is GFG Capital compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), GFG Capital reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees."
    },
    {
      "q": "How much does GFG Capital charge?",
      "a": "Its Form ADV Part 2A brochure dated March 25, 2026 states: Subscription: $500 a month (GFG Capital's services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is GFG Capital located?",
      "a": "GFG Capital's principal office is in Miami, FL, according to its Form ADV."
    },
    {
      "q": "Is GFG Capital registered with the SEC or a state?",
      "a": "GFG Capital is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 128059."
    },
    {
      "q": "How much does GFG Capital manage?",
      "a": "GFG Capital reports $1,014,910,213 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (89% discretionary)."
    },
    {
      "q": "How have GFG Capital's assets and staff changed since 2021?",
      "a": "In the Form ADV data for GFG Capital: Regulatory assets under management: $880,507,773 in the October 2021 data and $1,014,910,213 in the October 2026 data, up 15%. Total employees: 13 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does GFG Capital serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (207); corporations or other businesses not listed above (78); individuals (other than high net worth individuals) (4)."
    },
    {
      "q": "Which custodians does GFG Capital use?",
      "a": "GFG Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Pershing Advisor Solutions LLC and UBS Hamburg as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does GFG Capital report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/128059"
    },
    {
      "q": "What changed in GFG Capital's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $891,178,593 to $1,014,910,213 (+14%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 880507773.0,
      "total_employees": 13,
      "filing_date": "2021-03-17"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 962306065.0,
      "total_employees": 16,
      "filing_date": "2022-03-24"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 775579881.0,
      "total_employees": 15,
      "filing_date": "2023-09-20"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 838257753.0,
      "total_employees": 15,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 891178593.0,
      "total_employees": 15,
      "filing_date": "2025-07-11"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1014910213.0,
      "total_employees": 16,
      "filing_date": "2026-03-25"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $891,178,593 to $1,014,910,213 (+14%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 25, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Subscription: $500 a month (GFG Capital's services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Subscription: $500 a month (GFG Capital's services)"
        ],
        "quotes": [
          "GFG Capital has the option to charge a minimum monthly fee of $500. All clients with less than $500,000 of investable assets should assess whether GFG Capital's services are appropriate"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "subscription",
          "amount": 500.0,
          "min": null,
          "max": null,
          "period": "monthly",
          "service": "GFG Capital's services"
        }
      ]
    },
    "quotes": [
      "GFG Capital has the option to charge a minimum monthly fee of $500. All clients with less than $500,000 of investable assets should assess whether GFG Capital's services are appropriate"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Pershing Advisor Solutions LLC",
      "name_as_filed": "PERSHING ADVISOR SOLUTIONS LLC",
      "affiliated": false
    },
    {
      "name": "UBS Hamburg",
      "name_as_filed": "UBS HAMBURG",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/gfg-capital-miami-fl-128059.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 4,
      "fewer_than_5": false,
      "raum": 2198576.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 207,
      "fewer_than_5": false,
      "raum": 359509307.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 2,
      "fewer_than_5": true,
      "raum": 3171545.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 78,
      "fewer_than_5": false,
      "raum": 650030785.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/128059",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}