# Genoa Wealth, LLC

> Genoa Wealth, LLC is an SEC-registered investment advisory firm, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 2, 2026.

- CRD: 341520
- Filed as: GENOA WEALTH, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: September 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/341520
- AdvisorCensus page: https://advisorcensus.com/firm/genoa-wealth-llc-341520

## Quick answers

**How is Genoa Wealth, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Genoa Wealth, LLC reports these compensation arrangements: fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Genoa Wealth, LLC registered with the SEC or a state?**
Genoa Wealth, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 341520.

**How much does Genoa Wealth, LLC manage?**
Genoa Wealth, LLC reports $376,694,495 in regulatory assets under management in its Form ADV filing dated September 2, 2026 (100% discretionary).

**What types of clients does Genoa Wealth, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (17); corporations or other businesses not listed above (1).

**Which custodians does Genoa Wealth, LLC use?**
Genoa Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Genoa Wealth, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/341520

**What changed in Genoa Wealth, LLC's recent Form ADV filings?**
In the October 2026 filing data: Regulatory assets under management went from $0 to $376,694,495.

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $376,694,495
- Discretionary: $376,694,495
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 17 | $343,500,000 |
| Corporations or other businesses not listed above | 1 | $33,194,495 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, FL, GA, LA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- genoawealth.com

## Changes in the filing (last 12 months)

### October 2026
- Regulatory assets under management went from $0 to $376,694,495.

### June 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Genoa Wealth, LLC (CRD 341520): Form ADV filing data as of October 2026.