# Geneva Financial Group LLC

> Geneva Financial Group LLC is a state-registered investment advisory firm, registered since 2010, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 9, 2025.

- CRD: 142899
- Filed as: GENEVA FINANCIAL GROUP LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: July 9, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/142899
- AdvisorCensus page: https://advisorcensus.com/firm/geneva-financial-group-llc-142899

## Quick answers

**How is Geneva Financial Group LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Geneva Financial Group LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Geneva Financial Group LLC registered with the SEC or a state?**
Geneva Financial Group LLC is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 142899.

**How much does Geneva Financial Group LLC manage?**
Geneva Financial Group LLC reports $7,000,000 in regulatory assets under management in its Form ADV filing dated July 9, 2025 (98% discretionary).

**What types of clients does Geneva Financial Group LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (25).

**Does Geneva Financial Group LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/142899

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $7,000,000
- Discretionary: $6,850,000
- Non-discretionary: $150,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 25 | $2,000,000 |
| High net worth individuals | Fewer than 5 | $4,850,000 |
| Corporations or other businesses not listed above | Fewer than 5 | $150,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2010 (16 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- genevafinancialgroup.net

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Geneva Financial Group LLC (CRD 142899): Form ADV filing data as of October 2026.