# Genesis Wealth Management, Inc.

> Genesis Wealth Management, Inc. is a state-registered investment advisory firm in Coral Gables, FL, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 6, 2026.

- CRD: 157441
- Filed as: GENESIS WEALTH MANAGEMENT, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Coral Gables, FL
- Filing period: October 2026
- Form ADV filing dated: March 6, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/157441
- AdvisorCensus page: https://advisorcensus.com/firm/genesis-wealth-management-inc-coral-gables-fl-157441

## Quick answers

**How is Genesis Wealth Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Genesis Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Genesis Wealth Management, Inc. located?**
Genesis Wealth Management, Inc.'s principal office is in Coral Gables, FL, according to its Form ADV.

**Is Genesis Wealth Management, Inc. registered with the SEC or a state?**
Genesis Wealth Management, Inc. is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 157441.

**How much does Genesis Wealth Management, Inc. manage?**
Genesis Wealth Management, Inc. reports $91,064,601 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (100% discretionary).

**What types of clients does Genesis Wealth Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (60); high net worth individuals (46); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does Genesis Wealth Management, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/157441

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $91,064,601
- Discretionary: $91,064,601
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 60 | $17,147,778 |
| High net worth individuals | 46 | $69,148,189 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $4,768,634 |
| Charitable organizations | Fewer than 5 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2012 (14 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, LA, TX
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/157441

### Websites listed on Form ADV (Item 1.I)
- feeonlynetwork.com/FINANCIAL-ADVISOR/JOHN-SHEA
- feeonlynetwork.com/FINANCIAL-ADVISOR/MARIO-YNGERTO
- genesiswealthmanagement.com
- napfa.org/MEMBER/38818/19806
- LinkedIn @MARIO-YNGERTO-CPWA®-CFP®-CHFC-4A349127
- LinkedIn @john-shea-mba-cfp®-chfc®-clu®-casl®-rebc®-rhu®-6a851a14a

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Genesis Wealth Management, Inc. (CRD 157441): Form ADV filing data as of October 2026.