# Genesis Investments

> Genesis Investments is an SEC-registered investment advisory firm in Ooltewah, TN, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 310878
- Filed as: GENESIS INVESTMENTS
- Legal name: Genesis Investment Advisors, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Ooltewah, TN
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/310878
- AdvisorCensus page: https://advisorcensus.com/firm/genesis-investments-ooltewah-tn-310878

## Quick answers

**How is Genesis Investments compensated?**
On its Form ADV (Item 5.E, October 2026), Genesis Investments reports these compensation arrangements: a percentage of assets under its management.

**Where is Genesis Investments located?**
Genesis Investments' principal office is in Ooltewah, TN, according to its Form ADV.

**Is Genesis Investments registered with the SEC or a state?**
Genesis Investments is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 310878.

**How much does Genesis Investments manage?**
Genesis Investments reports $112,522,622 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (78% discretionary).

**What types of clients does Genesis Investments serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (243); high net worth individuals (19); charitable organizations (6).

**Which custodians does Genesis Investments use?**
Genesis Investments' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Genesis Investments report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310878

**What changed in Genesis Investments' recent Form ADV filings?**
In the December 2025 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $112,522,622
- Discretionary: $87,780,932
- Non-discretionary: $24,741,690

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 243 | $64,277,584 |
| High net worth individuals | 19 | $42,490,698 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $4,095,720 |
| Charitable organizations | 6 | $1,658,620 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 2 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2025 (1 year)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- genesis.investments

## Changes in the filing (last 12 months)

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Genesis Investments (CRD 310878): Form ADV filing data as of October 2026.