# Genesis Financial Group, LLC

> Genesis Financial Group, LLC is an SEC-registered investment advisory firm in Paramus, NJ, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 327996
- Filed as: GENESIS FINANCIAL GROUP, LLC
- Also doing business as: LEGACY TCP ADVISORY SERVICES
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Paramus, NJ
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/327996
- AdvisorCensus page: https://advisorcensus.com/firm/genesis-financial-group-llc-paramus-nj-327996

## Quick answers

**How is Genesis Financial Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Genesis Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management.

**What does Genesis Financial Group, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 11, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Genesis Financial Group, LLC located?**
Genesis Financial Group, LLC's principal office is in Paramus, NJ, according to its Form ADV.

**Is Genesis Financial Group, LLC registered with the SEC or a state?**
Genesis Financial Group, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 327996.

**How much does Genesis Financial Group, LLC manage?**
Genesis Financial Group, LLC reports $171,310,000 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (100% discretionary).

**How have Genesis Financial Group, LLC's assets and staff changed since 2025?**
In the Form ADV data for Genesis Financial Group, LLC: Regulatory assets under management: $102,000,000 in the October 2025 data and $171,310,000 in the October 2026 data, up 68%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Genesis Financial Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (45); high net worth individuals (25); pooled investment vehicles (other than investment companies and business development companies) (1).

**Which custodians does Genesis Financial Group, LLC use?**
Genesis Financial Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Genesis Financial Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327996

**What changed in Genesis Financial Group, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $102,000,000 to $171,310,000 (+68%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 11, 2026)

- Asset-based fee: up to 2% of assets a year (the maximum the brochure states)

> Fees for individually managed accounts are based on the amount of assets under our management. Fees based on a percentage of assets under management will not exceed 2%.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $171,310,000
- Discretionary: $171,310,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 45 | $102,735,000 |
| High net worth individuals | 25 | $48,000,000 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $18,000,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $1,500,000 |
| Corporations or other businesses not listed above | 1 | $1,075,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- genesisfinancialgroupllc.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $102,000,000 | 2 | May 9, 2025 |
| October 2026 | $171,310,000 | 2 | March 11, 2026 |

Regulatory assets under management: $102,000,000 in the October 2025 data and $171,310,000 in the October 2026 data, up 68%.
Total employees: 2 in October 2025 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $102,000,000 to $171,310,000 (+68%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Genesis Financial Group, LLC (CRD 327996): Form ADV filing data as of October 2026.