# Genesis Capital Management, LLC

> Genesis Capital Management, LLC is a state-registered investment advisory firm, registered since 2016, reporting under $25 million in regulatory assets under management in its Form ADV filing dated October 7, 2020.

- CRD: 281149
- Filed as: GENESIS CAPITAL MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Maryland
- Filing period: October 2026
- Form ADV filing dated: October 7, 2020
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/281149
- AdvisorCensus page: https://advisorcensus.com/firm/genesis-capital-management-llc-281149

## Quick answers

**How is Genesis Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Genesis Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**Is Genesis Capital Management, LLC registered with the SEC or a state?**
Genesis Capital Management, LLC is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 281149.

**How much does Genesis Capital Management, LLC manage?**
Genesis Capital Management, LLC reports $1,500,000 in regulatory assets under management in its Form ADV filing dated October 7, 2020 (100% discretionary).

**What types of clients does Genesis Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (29); high net worth individuals (1).

**Does Genesis Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/281149

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $1,500,000
- Discretionary: $1,500,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 29 | $1,400,000 |
| High net worth individuals | 1 | $100,000 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2016 (10 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MD
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- LinkedIn @jerrywanginvestment

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Genesis Capital Management, LLC (CRD 281149): Form ADV filing data as of October 2026.