# Genereux Investment Management, Inc.

> Genereux Investment Management, Inc. is an SEC-registered investment advisory firm, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 29, 2026.

- CRD: 117436
- Filed as: GENEREUX INVESTMENT MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: June 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/117436
- AdvisorCensus page: https://advisorcensus.com/firm/genereux-investment-management-inc-117436

## Quick answers

**How is Genereux Investment Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Genereux Investment Management, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Genereux Investment Management, Inc. registered with the SEC or a state?**
Genereux Investment Management, Inc. is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 117436.

**How much does Genereux Investment Management, Inc. manage?**
Genereux Investment Management, Inc. reports $129,305,177 in regulatory assets under management in its Form ADV filing dated June 29, 2026 (100% discretionary).

**How have Genereux Investment Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Genereux Investment Management, Inc.: Regulatory assets under management: $112,895,361 in the October 2021 data and $129,305,177 in the October 2026 data, up 15%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Genereux Investment Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (54); individuals (other than high net worth individuals) (22); charitable organizations (1).

**Which custodians does Genereux Investment Management, Inc. use?**
Genereux Investment Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Genereux Investment Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/117436

**What changed in Genereux Investment Management, Inc.'s recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $145,866,917 to $129,305,177 (-11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $129,305,177
- Discretionary: $129,305,177
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 22 | $11,933,699 |
| High net worth individuals | 54 | $116,485,055 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 1 | $886,423 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2017 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, IA, NE, NH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $112,895,361 | 1 | January 29, 2021 |
| October 2022 | $130,253,479 | 1 | March 7, 2022 |
| October 2023 | $118,674,381 | 1 | June 30, 2023 |
| October 2024 | $121,894,320 | 1 | March 28, 2024 |
| October 2025 | $145,866,917 | 1 | February 26, 2025 |
| October 2026 | $129,305,177 | 1 | June 29, 2026 |

Regulatory assets under management: $112,895,361 in the October 2021 data and $129,305,177 in the October 2026 data, up 15%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $145,866,917 to $129,305,177 (-11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Genereux Investment Management, Inc. (CRD 117436): Form ADV filing data as of October 2026.