# Geneos Wealth Management, Inc.

> Geneos Wealth Management, Inc. is an SEC-registered investment advisory firm in Englewood, CO, registered since 2003, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated April 10, 2026.

- CRD: 120894
- Filed as: GENEOS WEALTH MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Englewood, CO
- Filing period: October 2026
- Form ADV filing dated: April 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/120894
- AdvisorCensus page: https://advisorcensus.com/firm/geneos-wealth-management-inc-englewood-co-120894

## Quick answers

**How is Geneos Wealth Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Geneos Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Geneos Wealth Management, Inc. charge?**
Its Form ADV Part 2A brochure dated March 26, 2026 states: Flat fee: $125 to $25,000 (financial planning services (plans and consultations)). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Geneos Wealth Management, Inc. located?**
Geneos Wealth Management, Inc.'s principal office is in Englewood, CO, according to its Form ADV; the May 2026 filing also lists 24 other offices (Schedule D, Section 1.F).

**Is Geneos Wealth Management, Inc. registered with the SEC or a state?**
Geneos Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 120894.

**How much does Geneos Wealth Management, Inc. manage?**
Geneos Wealth Management, Inc. reports $9,217,163,038 in regulatory assets under management in its Form ADV filing dated April 10, 2026 (100% discretionary).

**How have Geneos Wealth Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Geneos Wealth Management, Inc.: Regulatory assets under management: $4,580,304,413 in the October 2021 data and $9,217,163,038 in the October 2026 data, up 101%. Total employees: 210 in October 2021 and 200 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Geneos Wealth Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (20,649); high net worth individuals (618); corporations or other businesses not listed above (257).

**Which custodians does Geneos Wealth Management, Inc. use?**
Geneos Wealth Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC and Pershing LLC as custodians holding 10% or more of its separately managed account assets.

**Does Geneos Wealth Management, Inc. report any disciplinary disclosures?**
Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), 11.D(4) (another regulator's order in the past ten years), and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/120894

**What changed in Geneos Wealth Management, Inc.'s recent Form ADV filings?**
In the May 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Flat fee: $125 to $25,000 (financial planning services (plans and consultations))

> The fees for these types of services are negotiated between you and your representative. They can be charged as a one-time fixed fee, an hourly fee, or a fixed periodic fee. Billing Frequency Minimum Fee Maximum Fee One Time $125 $25,000

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $9,217,163,038
- Discretionary: $9,212,991,461
- Non-discretionary: $4,171,577

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 20,649 | $7,944,414,574 |
| High net worth individuals | 618 | $1,061,922,341 |
| Charitable organizations | 144 | $63,107,792 |
| Corporations or other businesses not listed above | 257 | $147,718,331 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2003 (23 years)
- Employees: 200 total, 200 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports 5 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/120894

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Addison, TX
- Ardmore, OK
- Cedar City, UT
- Centennial, CO
- Denver, CO
- Douglassville, PA
- Fayetteville, NC
- Flagstaff, AZ
- Glendale, AZ
- Homer Glen, IL
- Knoxville, TN
- Lancaster, PA
- Lone Tree, CO
- Longview, WA
- Pittsburgh, PA
- Radford, VA
- Roanoke, VA
- Rochester, MN
- San Gabriel, CA
- Scottsdale, AZ
- Sellersburg, IN
- St Augustine, FL
- Tulsa, OK
- Wexford, PA

### Websites listed on Form ADV (Item 1.I)
- axiomria.com
- geneoswealth.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $4,580,304,413 | 210 | April 28, 2021 |
| October 2022 | $4,630,150,365 | 210 | May 17, 2022 |
| October 2023 | $4,645,780,111 | 200 | July 31, 2023 |
| October 2024 | $5,206,512,536 | 200 | July 2, 2024 |
| October 2025 | $5,597,034,535 | 200 | March 14, 2025 |
| October 2026 | $9,217,163,038 | 200 | April 10, 2026 |

Regulatory assets under management: $4,580,304,413 in the October 2021 data and $9,217,163,038 in the October 2026 data, up 101%.
Total employees: 210 in October 2021 and 200 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $5,597,034,535 to $9,217,163,038 (+65%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Geneos Wealth Management, Inc. (CRD 120894): Form ADV filing data as of October 2026.