# Gene Alexander Qualman

> Gene Alexander Qualman is a state-registered investment advisory firm in Darien, CT, registered since 1992, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 30, 2026.

- CRD: 127531
- Filed as: GENE ALEXANDER QUALMAN
- Legal name: Qualman, Gene Alexander
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Darien, CT
- Filing period: October 2026
- Form ADV filing dated: January 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/127531
- AdvisorCensus page: https://advisorcensus.com/firm/gene-alexander-qualman-darien-ct-127531

## Quick answers

**How is Gene Alexander Qualman compensated?**
On its Form ADV (Item 5.E, October 2026), Gene Alexander Qualman reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Gene Alexander Qualman located?**
Gene Alexander Qualman's principal office is in Darien, CT, according to its Form ADV.

**Is Gene Alexander Qualman registered with the SEC or a state?**
Gene Alexander Qualman is a state-registered investment advisory firm, registered since 1992. Status as filed: APPROVED. CRD 127531.

**How much does Gene Alexander Qualman manage?**
Gene Alexander Qualman reports $41,180,941 in regulatory assets under management in its Form ADV filing dated January 30, 2026 (100% discretionary).

**What types of clients does Gene Alexander Qualman serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (28); high net worth individuals (16); corporations or other businesses not listed above (1).

**Does Gene Alexander Qualman report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/127531

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $41,180,941
- Discretionary: $41,180,941
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 28 | $8,665,255 |
| High net worth individuals | 16 | $32,355,522 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $160,164 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1992 (34 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gene Alexander Qualman (CRD 127531): Form ADV filing data as of October 2026.