# GEN Cap America, Inc.

> GEN Cap America, Inc. is an SEC-registered investment advisory firm in Nashville, TN, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 160042
- Filed as: GEN CAP AMERICA, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Nashville, TN
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/160042
- AdvisorCensus page: https://advisorcensus.com/firm/gen-cap-america-inc-nashville-tn-160042

## Quick answers

**How is GEN Cap America, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), GEN Cap America, Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is GEN Cap America, Inc. located?**
GEN Cap America, Inc.'s principal office is in Nashville, TN, according to its Form ADV.

**Is GEN Cap America, Inc. registered with the SEC or a state?**
GEN Cap America, Inc. is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160042.

**How much does GEN Cap America, Inc. manage?**
GEN Cap America, Inc. reports $212,594,650 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary).

**How have GEN Cap America, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for GEN Cap America, Inc.: Regulatory assets under management: $338,245,776 in the October 2021 data and $212,594,650 in the October 2026 data, down 37%. Total employees: 14 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does GEN Cap America, Inc. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5).

**Does GEN Cap America, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160042

**What changed in GEN Cap America, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $304,121,977 to $212,594,650 (-30%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $212,594,650
- Discretionary: $212,594,650
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 5 | $212,594,650 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 9 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- gencapamerica.com
- LinkedIn @gen-cap-america-inc.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $338,245,776 | 14 | March 24, 2021 |
| October 2022 | $409,583,799 | 14 | March 25, 2022 |
| October 2023 | $434,449,127 | 10 | March 31, 2023 |
| October 2024 | $445,790,325 | 9 | June 11, 2024 |
| October 2025 | $304,121,977 | 8 | March 26, 2025 |
| October 2026 | $212,594,650 | 9 | March 25, 2026 |

Regulatory assets under management: $338,245,776 in the October 2021 data and $212,594,650 in the October 2026 data, down 37%.
Total employees: 14 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $304,121,977 to $212,594,650 (-30%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. GEN Cap America, Inc. (CRD 160042): Form ADV filing data as of October 2026.