# Gebhardt Group, Inc

> Gebhardt Group, Inc is an SEC-registered investment advisory firm in Lafayette, CA, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 12, 2026.

- CRD: 142903
- Filed as: GEBHARDT GROUP, INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lafayette, CA
- Filing period: October 2026
- Form ADV filing dated: March 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/142903
- AdvisorCensus page: https://advisorcensus.com/firm/gebhardt-group-inc-lafayette-ca-142903

## Quick answers

**How is Gebhardt Group, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Gebhardt Group, Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions.

**How much does Gebhardt Group, Inc charge?**
Its Form ADV Part 2A brochure dated March 12, 2026 states: Hourly rate: $500 an hour (financial planning services); Flat fee: $1,500 to $150,000 (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Gebhardt Group, Inc located?**
Gebhardt Group, Inc's principal office is in Lafayette, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Gebhardt Group, Inc registered with the SEC or a state?**
Gebhardt Group, Inc is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 142903.

**How much does Gebhardt Group, Inc manage?**
Gebhardt Group, Inc reports $346,411,082 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (100% discretionary).

**How have Gebhardt Group, Inc's assets and staff changed since 2021?**
In the Form ADV data for Gebhardt Group, Inc: Regulatory assets under management: $173,223,406 in the October 2021 data and $346,411,082 in the October 2026 data, up 100%. Total employees: 5 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Gebhardt Group, Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (129); high net worth individuals (96); pension and profit sharing plans (but not the plan participants or government pension plans) (7).

**Which custodians does Gebhardt Group, Inc use?**
Gebhardt Group, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Gebhardt Group, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/142903

**What changed in Gebhardt Group, Inc's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $295,168,856 to $346,411,082 (+17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

### Fees and minimums (Form ADV Part 2A brochure dated March 12, 2026)

- Hourly rate: $500 an hour (financial planning services)

> For its financial planning services, Gebhardt Group charges a minimum hourly fee of $500 or provides services on the basis of a fixed fee ranging from $1,500 to $150,000,

- Flat fee: $1,500 to $150,000 (financial planning services)

> For its financial planning services, Gebhardt Group charges a minimum hourly fee of $500 or provides services on the basis of a fixed fee ranging from $1,500 to $150,000, depending upon the complexity of a Client’s requirements

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $346,411,082
- Discretionary: $344,984,006
- Non-discretionary: $1,427,076

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 129 | $44,226,868 |
| High net worth individuals | 96 | $277,609,182 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 7 | $24,575,032 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2014 (11 years)
- Employees: 7 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, NV, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Roseville, CA

### Websites listed on Form ADV (Item 1.I)
- facebook/COM/YOURFINANCIALSOBRIETY
- gebhardtgroupinc.com
- yourfinancialsobriety.com
- Facebook @WEALTHFORMATIONEXPERIENCE
- LinkedIn @JIMGEBHARDTCFP
- LinkedIn @MATTHEWGRISHMANFINANCIALSOBRIETY

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $173,223,406 | 5 | June 25, 2021 |
| October 2022 | $216,835,813 | 5 | June 28, 2022 |
| October 2023 | $217,957,465 | 5 | March 17, 2023 |
| October 2024 | $268,904,415 | 7 | May 3, 2024 |
| October 2025 | $295,168,856 | 7 | April 11, 2025 |
| October 2026 | $346,411,082 | 7 | March 12, 2026 |

Regulatory assets under management: $173,223,406 in the October 2021 data and $346,411,082 in the October 2026 data, up 100%.
Total employees: 5 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $295,168,856 to $346,411,082 (+17%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gebhardt Group, Inc (CRD 142903): Form ADV filing data as of October 2026.