# GE Investment Management

> GE Investment Management is an SEC-registered investment advisory firm in Norwalk, CT, registered since 2022, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated January 30, 2026.

- CRD: 323648
- Filed as: GE INVESTMENT MANAGEMENT
- Legal name: GE Investment Management Corp
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Norwalk, CT
- Filing period: October 2026
- Form ADV filing dated: January 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/323648
- AdvisorCensus page: https://advisorcensus.com/firm/ge-investment-management-norwalk-ct-323648

## Quick answers

**How is GE Investment Management compensated?**
On its Form ADV (Item 5.E, October 2026), GE Investment Management reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is GE Investment Management located?**
GE Investment Management's principal office is in Norwalk, CT, according to its Form ADV.

**Is GE Investment Management registered with the SEC or a state?**
GE Investment Management is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 323648.

**How much does GE Investment Management manage?**
GE Investment Management reports $24,357,919,148 in regulatory assets under management in its Form ADV filing dated January 30, 2026 (100% discretionary).

**How have GE Investment Management's assets and staff changed since 2023?**
In the Form ADV data for GE Investment Management: Regulatory assets under management: $49,512,750,895 in the October 2023 data and $24,357,919,148 in the October 2026 data, down 51%. Total employees: 17 in October 2023 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does GE Investment Management serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does GE Investment Management report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323648

**What changed in GE Investment Management's recent Form ADV filings?**
In the February 2026 filing data: Employees performing advisory functions went from 7 to 2. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $24,357,919,148
- Discretionary: $24,357,919,148
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $24,357,919,148 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (3 years)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323648

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $49,512,750,895 | 17 | March 8, 2023 |
| October 2024 | $45,754,506,390 | 17 | March 1, 2024 |
| October 2025 | $24,423,211,290 | 17 | May 12, 2025 |
| October 2026 | $24,357,919,148 | 5 | January 30, 2026 |

Regulatory assets under management: $49,512,750,895 in the October 2023 data and $24,357,919,148 in the October 2026 data, down 51%.
Total employees: 17 in October 2023 and 5 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Employees performing advisory functions went from 7 to 2.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. GE Investment Management (CRD 323648): Form ADV filing data as of October 2026.