{ "crd_number": 323648, "slug": "ge-investment-management-norwalk-ct-323648", "primary_business_name": "GE INVESTMENT MANAGEMENT", "legal_name": "GE INVESTMENT MANAGEMENT CORP", "dbas": [], "city": "Norwalk", "state": "CT", "country": "United States", "cbsa_code": "14860", "metro": { "cbsa_code": "14860", "common_name": "Bridgeport", "msa_name": "Bridgeport-Stamford-Danbury, CT", "path": "/advisors/ct/bridgeport" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2022-11-21", "years_registered": 3, "period": "2026-10-01", "filing_date": "2026-01-30", "carried_forward": false, "raum_total": 24357919148.0, "raum_discretionary": 24357919148.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 5, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 24357919148.0, "count": 1 } }, "compensation_types": [ "other" ], "advisory_activities": [ "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [ "CT" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323648", "disclosure_items": [ { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" } ], "city_as_filed": "NORWALK", "url": "https://advisorcensus.com/firm/ge-investment-management-norwalk-ct-323648", "display_name": "GE Investment Management", "summary": "GE Investment Management is an SEC-registered investment advisory firm in Norwalk, CT, registered since 2022, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated January 30, 2026.", "citation": "AdvisorCensus. GE Investment Management (CRD 323648): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is GE Investment Management compensated?", "a": "On its Form ADV (Item 5.E, October 2026), GE Investment Management reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is GE Investment Management located?", "a": "GE Investment Management's principal office is in Norwalk, CT, according to its Form ADV." }, { "q": "Is GE Investment Management registered with the SEC or a state?", "a": "GE Investment Management is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 323648." }, { "q": "How much does GE Investment Management manage?", "a": "GE Investment Management reports $24,357,919,148 in regulatory assets under management in its Form ADV filing dated January 30, 2026 (100% discretionary)." }, { "q": "How have GE Investment Management's assets and staff changed since 2023?", "a": "In the Form ADV data for GE Investment Management: Regulatory assets under management: $49,512,750,895 in the October 2023 data and $24,357,919,148 in the October 2026 data, down 51%. Total employees: 17 in October 2023 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does GE Investment Management serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1)." }, { "q": "Does GE Investment Management report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323648" }, { "q": "What changed in GE Investment Management's recent Form ADV filings?", "a": "In the February 2026 filing data: Employees performing advisory functions went from 7 to 2. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2023-10-01", "regulatory_assets_under_management": 49512750895.0, "total_employees": 17, "filing_date": "2023-03-08" }, { "period": "2024-10-01", "regulatory_assets_under_management": 45754506390.0, "total_employees": 17, "filing_date": "2024-03-01" }, { "period": "2025-10-01", "regulatory_assets_under_management": 24423211290.0, "total_employees": 17, "filing_date": "2025-05-12" }, { "period": "2026-10-01", "regulatory_assets_under_management": 24357919148.0, "total_employees": 5, "filing_date": "2026-01-30" } ], "recent_changes": [ { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Employees performing advisory functions went from 7 to 2.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/ge-investment-management-norwalk-ct-323648.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 1, "fewer_than_5": false, "raum": 24357919148.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323648", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }