# GBM Wealth Management, Inc.

> GBM Wealth Management, Inc. is an SEC-registered investment advisory firm in Houston, TX, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 3, 2026.

- CRD: 145049
- Filed as: GBM WEALTH MANAGEMENT, INC.
- Also doing business as: GBM INVESTOR
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: September 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/145049
- AdvisorCensus page: https://advisorcensus.com/firm/gbm-wealth-management-inc-houston-tx-145049

## Quick answers

**How is GBM Wealth Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), GBM Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does GBM Wealth Management, Inc. charge?**
Its Form ADV Part 2A brochure dated June 10, 2026 states: Asset-based fee: 0.25% to 1.75% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is GBM Wealth Management, Inc. located?**
GBM Wealth Management, Inc.'s principal office is in Houston, TX, according to its Form ADV.

**Is GBM Wealth Management, Inc. registered with the SEC or a state?**
GBM Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 145049.

**How much does GBM Wealth Management, Inc. manage?**
GBM Wealth Management, Inc. reports $346,401,658 in regulatory assets under management in its Form ADV filing dated September 3, 2026 (89% discretionary).

**How have GBM Wealth Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for GBM Wealth Management, Inc.: Regulatory assets under management: $117,345,828 in the October 2021 data and $346,401,658 in the October 2026 data, up 195%. Total employees: 3 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does GBM Wealth Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (451); high net worth individuals (60); corporations or other businesses not listed above (32).

**Which custodians does GBM Wealth Management, Inc. use?**
GBM Wealth Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets.

**Does GBM Wealth Management, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/145049

**What changed in GBM Wealth Management, Inc.'s recent Form ADV filings?**
In the July 2026 filing data: Added the business name GBM Investor. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated June 10, 2026)

- Asset-based fee: 0.25% to 1.75% a year (a range, as the brochure states it)

> GBM Wealth’s annual advisory fee ranges from 0.25% to 1.75% of net asset value, depending on account size, complexity, and other factors.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $346,401,658
- Discretionary: $306,837,615
- Non-discretionary: $39,564,043

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 451 | $98,494,985 |
| High net worth individuals | 60 | $148,712,583 |
| Insurance companies | Fewer than 5 | $6,972,139 |
| Corporations or other businesses not listed above | 32 | $68,749,846 |
| Other | 3 | $23,472,105 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 10 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, MI, TX
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/145049

### Websites listed on Form ADV (Item 1.I)
- gbminvestor.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $117,345,828 | 3 | September 29, 2021 |
| October 2024 | $128,441,520 | 6 | April 30, 2024 |
| October 2025 | $217,668,178 | 7 | May 22, 2025 |
| October 2026 | $346,401,658 | 10 | September 3, 2026 |

Regulatory assets under management: $117,345,828 in the October 2021 data and $346,401,658 in the October 2026 data, up 195%.
Total employees: 3 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Added the business name GBM Investor.
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 5 to 8.
- Regulatory assets under management went from $217,668,178 to $346,401,658 (+59%).

### December 2025
- Registered or notice-filed in MI.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. GBM Wealth Management, Inc. (CRD 145049): Form ADV filing data as of October 2026.