# GBG Wealth Management LLC

> GBG Wealth Management LLC is an SEC-registered investment advisory firm in Lone Tree, CO, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 333368
- Filed as: GBG WEALTH MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lone Tree, CO
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/333368
- AdvisorCensus page: https://advisorcensus.com/firm/gbg-wealth-management-llc-lone-tree-co-333368

## Quick answers

**How is GBG Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), GBG Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is GBG Wealth Management LLC located?**
GBG Wealth Management LLC's principal office is in Lone Tree, CO, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is GBG Wealth Management LLC registered with the SEC or a state?**
GBG Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 333368.

**How much does GBG Wealth Management LLC manage?**
GBG Wealth Management LLC reports $23,761,917 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary).

**How have GBG Wealth Management LLC's assets and staff changed since 2025?**
In the Form ADV data for GBG Wealth Management LLC: Regulatory assets under management: $0 in the October 2025 data and $23,761,917 in the October 2026 data. Total employees: 3 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does GBG Wealth Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (21); individuals (other than high net worth individuals) (5); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Which custodians does GBG Wealth Management LLC use?**
GBG Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does GBG Wealth Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333368

**Does GBG Wealth Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 10, 2026 says: "We do not have any minimum asset requirements or minimum fees, but we do reserve the right to accept or reject any client."

**What changed in GBG Wealth Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $0 to $23,761,917. Employees performing advisory functions went from 2 to 3. Registered or notice-filed in TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 10, 2026)

- Account minimum: None

> We do not have any minimum asset requirements or minimum fees, but we do reserve the right to accept or reject any client.

- Minimum annual fee: None

> We do not have any minimum asset requirements or minimum fees, but we do reserve the right to accept or reject any client.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $23,761,917
- Discretionary: $23,761,917
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $1,436,232 |
| High net worth individuals | 21 | $22,325,685 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2024 (1 year)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CO, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Mesa, AZ

### Websites listed on Form ADV (Item 1.I)
- wealthgbg.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 3 | February 21, 2025 |
| October 2026 | $23,761,917 | 4 | March 10, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $23,761,917 in the October 2026 data.
Total employees: 3 in October 2025 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $0 to $23,761,917.
- Employees performing advisory functions went from 2 to 3.
- Registered or notice-filed in TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. GBG Wealth Management LLC (CRD 333368): Form ADV filing data as of October 2026.