{
  "crd_number": 338186,
  "slug": "gateway-investment-management-services-difc-limited-dubai-338186",
  "primary_business_name": "GATEWAY INVESTMENT MANAGEMENT SERVICES (DIFC) LIMITED",
  "legal_name": "GATEWAY INVESTMENT MANAGEMENT SERVICES (DIFC) LIMITED",
  "dbas": [],
  "city": "Dubai",
  "state": null,
  "country": "United Arab Emirates",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "exempt",
  "registration_status": "ERA - Active",
  "registration_date": "2025-09-11",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-03-03",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": null,
  "advisory_employees": null,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [],
  "advisory_activities": [],
  "wrap_fee_participant": null,
  "disclosure_yes_count": 3,
  "states_registered": [],
  "websites": [
    "https://gatewayims.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/338186",
  "disclosure_items": [
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    }
  ],
  "city_as_filed": "DUBAI",
  "url": "https://advisorcensus.com/firm/gateway-investment-management-services-difc-limited-dubai-338186",
  "display_name": "Gateway Investment Management Services (Difc) Limited",
  "summary": "Gateway Investment Management Services (Difc) Limited is an exempt reporting adviser in Dubai, United Arab Emirates, filing reports since 2025. Exempt reporting advisers do not report regulatory assets under management on Form ADV.",
  "citation": "AdvisorCensus. Gateway Investment Management Services (Difc) Limited (CRD 338186): Form ADV filing data as of October 2026.",
  "registration_type_label": "Exempt reporting adviser",
  "compensation_labels": [],
  "advisory_activity_labels": [],
  "quick_answers": [
    {
      "q": "Where is Gateway Investment Management Services (Difc) Limited located?",
      "a": "Gateway Investment Management Services (Difc) Limited's principal office is in Dubai, United Arab Emirates, according to its Form ADV."
    },
    {
      "q": "How does Gateway Investment Management Services (Difc) Limited report to regulators?",
      "a": "Gateway Investment Management Services (Difc) Limited is an exempt reporting adviser, filing reports since 2025. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 338186."
    },
    {
      "q": "Does Gateway Investment Management Services (Difc) Limited report any disciplinary disclosures?",
      "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/338186"
    },
    {
      "q": "What changed in Gateway Investment Management Services (Difc) Limited's recent Form ADV filings?",
      "a": "In the December 2025 filing data: Began filing reports as an exempt reporting adviser."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Began filing reports as an exempt reporting adviser."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/gateway-investment-management-services-difc-limited-dubai-338186.md",
  "clients": [],
  "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/338186",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}