# Gateway Asset Management, LLC

> Gateway Asset Management, LLC is a state-registered investment advisory firm in Independence, OH, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 311521
- Filed as: GATEWAY ASSET MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Independence, OH
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/311521
- AdvisorCensus page: https://advisorcensus.com/firm/gateway-asset-management-llc-independence-oh-311521

## Quick answers

**How is Gateway Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Gateway Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Gateway Asset Management, LLC located?**
Gateway Asset Management, LLC's principal office is in Independence, OH, according to its Form ADV.

**Is Gateway Asset Management, LLC registered with the SEC or a state?**
Gateway Asset Management, LLC is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 311521.

**How much does Gateway Asset Management, LLC manage?**
Gateway Asset Management, LLC reports $70,574,326 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary).

**What types of clients does Gateway Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (84); high net worth individuals (22); charitable organizations (2).

**Does Gateway Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/311521

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $70,574,326
- Discretionary: $70,574,326
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 84 | $26,187,187 |
| High net worth individuals | 22 | $43,275,313 |
| Charitable organizations | 2 | $1,111,826 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- gatewayadvisors-usa.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gateway Asset Management, LLC (CRD 311521): Form ADV filing data as of October 2026.