# Garner Asset Management Corporation

> Garner Asset Management Corporation is an SEC-registered investment advisory firm, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 115350
- Filed as: GARNER ASSET MANAGEMENT CORPORATION
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/115350
- AdvisorCensus page: https://advisorcensus.com/firm/garner-asset-management-corporation-115350

## Quick answers

**How is Garner Asset Management Corporation compensated?**
On its Form ADV (Item 5.E, October 2026), Garner Asset Management Corporation reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Garner Asset Management Corporation charge?**
Its Form ADV Part 2A brochure dated March 23, 2026 states: Hourly rate: $200 an hour. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Garner Asset Management Corporation registered with the SEC or a state?**
Garner Asset Management Corporation is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 115350.

**How much does Garner Asset Management Corporation manage?**
Garner Asset Management Corporation reports $413,964,643 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**How have Garner Asset Management Corporation's assets and staff changed since 2021?**
In the Form ADV data for Garner Asset Management Corporation: Regulatory assets under management: $313,399,266 in the October 2021 data and $413,964,643 in the October 2026 data, up 32%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Garner Asset Management Corporation serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (96); individuals (other than high net worth individuals) (16).

**Which custodians does Garner Asset Management Corporation use?**
Garner Asset Management Corporation's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Garner Asset Management Corporation report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/115350

**Does Garner Asset Management Corporation state an account minimum?**
Its Form ADV Part 2A brochure dated March 23, 2026 says: "The preferred minimum account size is $50,000, which is negotiable."

**What changed in Garner Asset Management Corporation's recent Form ADV filings?**
In the January 2026 filing data: No longer registered or notice-filed in CA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 23, 2026)

- Account minimum: $50,000 (the brochure says it may be waived or negotiated)

> The preferred minimum account size is $50,000, which is negotiable.

- Hourly rate: $200 an hour

> Hourly fees will be charged at the rate of $200 per hour with a $550 minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $413,964,643
- Discretionary: $413,964,643
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 16 | $6,743,678 |
| High net worth individuals | 96 | $363,494,961 |
| Charitable organizations | Fewer than 5 | $43,726,004 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2016 (10 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KS, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $313,399,266 | 2 | March 30, 2021 |
| October 2022 | $378,086,000 | 2 | March 24, 2022 |
| October 2023 | $331,079,681 | 1 | March 29, 2023 |
| October 2024 | $364,159,361 | 2 | March 27, 2024 |
| October 2025 | $404,196,381 | 2 | March 26, 2025 |
| October 2026 | $413,964,643 | 2 | March 23, 2026 |

Regulatory assets under management: $313,399,266 in the October 2021 data and $413,964,643 in the October 2026 data, up 32%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### January 2026
- No longer registered or notice-filed in CA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Garner Asset Management Corporation (CRD 115350): Form ADV filing data as of October 2026.