# Gap Financial Services Or Gap Financial

> Gap Financial Services Or Gap Financial is a state-registered investment advisory firm, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 22, 2026.

- CRD: 288703
- Filed as: GAP FINANCIAL SERVICES OR GAP FINANCIAL
- Legal name: Gap Financial Services, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: September 22, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/288703
- AdvisorCensus page: https://advisorcensus.com/firm/gap-financial-services-or-gap-financial-288703

## Quick answers

**How is Gap Financial Services Or Gap Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Gap Financial Services Or Gap Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Gap Financial Services Or Gap Financial registered with the SEC or a state?**
Gap Financial Services Or Gap Financial is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 288703.

**How much does Gap Financial Services Or Gap Financial manage?**
Gap Financial Services Or Gap Financial reports $132,030,798 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (100% discretionary).

**What types of clients does Gap Financial Services Or Gap Financial serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (63); individuals (other than high net worth individuals) (30); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Does Gap Financial Services Or Gap Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/288703

**What changed in Gap Financial Services Or Gap Financial's recent Form ADV filings?**
In the October 2026 filing data: Regulatory assets under management went from $100,640,943 to $132,030,798 (+31%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $132,030,798
- Discretionary: $132,030,798
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 30 | $4,075,443 |
| High net worth individuals | 63 | $126,874,902 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $1,080,453 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- gapfinancialservices.com

## Changes in the filing (last 12 months)

### October 2026
- Regulatory assets under management went from $100,640,943 to $132,030,798 (+31%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gap Financial Services Or Gap Financial (CRD 288703): Form ADV filing data as of October 2026.