# Gant Investment Advisors, Inc.

> Gant Investment Advisors, Inc. is a state-registered investment advisory firm in Toledo, OH, registered since 2009, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 28, 2026.

- CRD: 120467
- Filed as: GANT INVESTMENT ADVISORS, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Toledo, OH
- Filing period: October 2026
- Form ADV filing dated: April 28, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/120467
- AdvisorCensus page: https://advisorcensus.com/firm/gant-investment-advisors-inc-toledo-oh-120467

## Quick answers

**How is Gant Investment Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Gant Investment Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Gant Investment Advisors, Inc. located?**
Gant Investment Advisors, Inc.'s principal office is in Toledo, OH, according to its Form ADV.

**Is Gant Investment Advisors, Inc. registered with the SEC or a state?**
Gant Investment Advisors, Inc. is a state-registered investment advisory firm, registered since 2009. Status as filed: APPROVED. CRD 120467.

**How much does Gant Investment Advisors, Inc. manage?**
Gant Investment Advisors, Inc. reports $1,750,000 in regulatory assets under management in its Form ADV filing dated April 28, 2026 (100% discretionary).

**What types of clients does Gant Investment Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (40).

**Does Gant Investment Advisors, Inc. report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.G (pending regulatory proceeding) and 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/120467

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $1,750,000
- Discretionary: $1,750,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 40 | $1,750,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2009 (17 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.G: Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?
- 11.H(2): Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/120467

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gant Investment Advisors, Inc. (CRD 120467): Form ADV filing data as of October 2026.
