# Gamma Investing LLC

> Gamma Investing LLC is an SEC-registered investment advisory firm, registered since 2023, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 13, 2026.

- CRD: 312573
- Filed as: GAMMA INVESTING LLC
- Also doing business as: GAMMA
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/312573
- AdvisorCensus page: https://advisorcensus.com/firm/gamma-investing-llc-312573

## Quick answers

**How is Gamma Investing LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Gamma Investing LLC reports these compensation arrangements: a percentage of assets under its management.

**Is Gamma Investing LLC registered with the SEC or a state?**
Gamma Investing LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 312573.

**How much does Gamma Investing LLC manage?**
Gamma Investing LLC reports $2,282,120,118 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (100% discretionary).

**How have Gamma Investing LLC's assets and staff changed since 2023?**
In the Form ADV data for Gamma Investing LLC: Regulatory assets under management: $204,286,099 in the October 2023 data and $2,282,120,118 in the October 2026 data, up 1017%. Total employees: 5 in October 2023 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Gamma Investing LLC serve?**
By number of clients on Form ADV Item 5.D: other investment advisers (1,974); high net worth individuals (1).

**Which custodians does Gamma Investing LLC use?**
Gamma Investing LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Robert W. Baird & Co. Incorporated (affiliated with the firm) as a custodian holding 10% or more of its separately managed account assets.

**Does Gamma Investing LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312573

**Does Gamma Investing LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 13, 2026 says: "In general, we require a minimum dollar amount of $250,000 to open and maintain an SMA; however, we reserve the right to grant exception to an account under $250,000 or terminate an account if it falls below a minimum size."

**What changed in Gamma Investing LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 6 to 7. Regulatory assets under management went from $1,416,839,101 to $2,282,120,118 (+61%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 13, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> In general, we require a minimum dollar amount of $250,000 to open and maintain an SMA; however, we reserve the right to grant exception to an account under $250,000 or terminate an account if it falls below a minimum size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Robert W. Baird & Co. Incorporated (affiliated with the firm)

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,282,120,118
- Discretionary: $2,282,120,118
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 1 | $137,146 |
| Other investment advisers | 1,974 | $2,281,982,972 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2023 (3 years)
- Employees: 7 total, 7 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, CO, MA, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- gammainvesting.com
- LinkedIn @73023508

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $204,286,099 | 5 | September 26, 2023 |
| October 2024 | $1,006,044,574 | 5 | September 24, 2024 |
| October 2025 | $1,416,839,101 | 6 | March 10, 2025 |
| October 2026 | $2,282,120,118 | 7 | March 13, 2026 |

Regulatory assets under management: $204,286,099 in the October 2023 data and $2,282,120,118 in the October 2026 data, up 1017%.
Total employees: 5 in October 2023 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 6 to 7.
- Regulatory assets under management went from $1,416,839,101 to $2,282,120,118 (+61%).
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Updated its list of owners and control persons (Schedule A).

### January 2026
- Registered or notice-filed in CO.

### December 2025
- Registered or notice-filed in TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gamma Investing LLC (CRD 312573): Form ADV filing data as of October 2026.