{
  "crd_number": 312573,
  "slug": "gamma-investing-llc-312573",
  "primary_business_name": "GAMMA INVESTING LLC",
  "legal_name": "GAMMA INVESTING LLC",
  "dbas": [
    "GAMMA"
  ],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-05-11",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-03-13",
  "carried_forward": false,
  "raum_total": 2282120118.0,
  "raum_discretionary": 2282120118.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 7,
  "advisory_employees": 7,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other_investment_advisers": {
      "raum": 2281982972.0,
      "count": 1974
    },
    "high_net_worth_individuals": {
      "raum": 137146.0,
      "count": 1,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO",
    "MA",
    "NY",
    "TX"
  ],
  "websites": [
    "https://gammainvesting.com",
    "https://linkedin.com/company/73023508/admin"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312573",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/gamma-investing-llc-312573",
  "display_name": "Gamma Investing LLC",
  "summary": "Gamma Investing LLC is an SEC-registered investment advisory firm, registered since 2023, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 13, 2026.",
  "citation": "AdvisorCensus. Gamma Investing LLC (CRD 312573): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Gamma Investing LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Gamma Investing LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Is Gamma Investing LLC registered with the SEC or a state?",
      "a": "Gamma Investing LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 312573."
    },
    {
      "q": "How much does Gamma Investing LLC manage?",
      "a": "Gamma Investing LLC reports $2,282,120,118 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (100% discretionary)."
    },
    {
      "q": "How have Gamma Investing LLC's assets and staff changed since 2023?",
      "a": "In the Form ADV data for Gamma Investing LLC: Regulatory assets under management: $204,286,099 in the October 2023 data and $2,282,120,118 in the October 2026 data, up 1017%. Total employees: 5 in October 2023 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Gamma Investing LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: other investment advisers (1,974); high net worth individuals (1)."
    },
    {
      "q": "Which custodians does Gamma Investing LLC use?",
      "a": "Gamma Investing LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Robert W. Baird & Co. Incorporated (affiliated with the firm) as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Gamma Investing LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312573"
    },
    {
      "q": "Does Gamma Investing LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 13, 2026 says: \"In general, we require a minimum dollar amount of $250,000 to open and maintain an SMA; however, we reserve the right to grant exception to an account under $250,000 or terminate an account if it falls below a minimum size.\""
    },
    {
      "q": "What changed in Gamma Investing LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 6 to 7. Regulatory assets under management went from $1,416,839,101 to $2,282,120,118 (+61%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 204286099.0,
      "total_employees": 5,
      "filing_date": "2023-09-26"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1006044574.0,
      "total_employees": 5,
      "filing_date": "2024-09-24"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1416839101.0,
      "total_employees": 6,
      "filing_date": "2025-03-10"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 2282120118.0,
      "total_employees": 7,
      "filing_date": "2026-03-13"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 6 to 7.",
        "Regulatory assets under management went from $1,416,839,101 to $2,282,120,118 (+61%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Registered or notice-filed in CO."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in TX."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 13, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "In general, we require a minimum dollar amount of $250,000 to open and maintain an SMA; however, we reserve the right to grant exception to an account under $250,000 or terminate an account if it falls below a minimum size."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 250000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "In general, we require a minimum dollar amount of $250,000 to open and maintain an SMA; however, we reserve the right to grant exception to an account under $250,000 or terminate an account if it falls below a minimum size."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Robert W. Baird & Co. Incorporated",
      "name_as_filed": "ROBERT W. BAIRD & CO. INCORPORATED",
      "affiliated": true
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/gamma-investing-llc-312573.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 1,
      "fewer_than_5": true,
      "raum": 137146.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 1974,
      "fewer_than_5": false,
      "raum": 2281982972.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312573",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}