# Gamboa Capital Management Inc.

> Gamboa Capital Management Inc. is a state-registered investment advisory firm in San Antonio, TX, registered since 2006, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 26, 2023.

- CRD: 110201
- Filed as: GAMBOA CAPITAL MANAGEMENT INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: San Antonio, TX
- Filing period: October 2026
- Form ADV filing dated: June 26, 2023
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/110201
- AdvisorCensus page: https://advisorcensus.com/firm/gamboa-capital-management-inc-san-antonio-tx-110201

## Quick answers

**How is Gamboa Capital Management Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Gamboa Capital Management Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Gamboa Capital Management Inc. located?**
Gamboa Capital Management Inc.'s principal office is in San Antonio, TX, according to its Form ADV.

**Is Gamboa Capital Management Inc. registered with the SEC or a state?**
Gamboa Capital Management Inc. is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 110201.

**How much does Gamboa Capital Management Inc. manage?**
Gamboa Capital Management Inc. reports $244,697 in regulatory assets under management in its Form ADV filing dated June 26, 2023 (100% discretionary).

**Does Gamboa Capital Management Inc. report any disciplinary disclosures?**
Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(3) (another regulator's finding of causing a business's authorization to be denied, suspended, revoked, or restricted), 11.D(4) (another regulator's order in the past ten years), and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/110201

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $244,697
- Discretionary: $244,697
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | Fewer than 5 | $244,697 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2006 (20 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports 4 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(3): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/110201

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gamboa Capital Management Inc. (CRD 110201): Form ADV filing data as of October 2026.