# Galleria Financial Advisors, LLC

> Galleria Financial Advisors, LLC is an SEC-registered investment advisory firm in Atlanta, GA, registered since 2005, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 13, 2026.

- CRD: 133673
- Filed as: GALLERIA FINANCIAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Atlanta, GA
- Filing period: October 2026
- Form ADV filing dated: February 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/133673
- AdvisorCensus page: https://advisorcensus.com/firm/galleria-financial-advisors-llc-atlanta-ga-133673

## Quick answers

**How is Galleria Financial Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Galleria Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Galleria Financial Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated February 13, 2026 states: Up to $1,000,000: 1% a year; $1,000,001 to $5,000,000: 0.75% a year; Above $5,000,001: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Galleria Financial Advisors, LLC located?**
Galleria Financial Advisors, LLC's principal office is in Atlanta, GA, according to its Form ADV.

**Is Galleria Financial Advisors, LLC registered with the SEC or a state?**
Galleria Financial Advisors, LLC is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 133673.

**How much does Galleria Financial Advisors, LLC manage?**
Galleria Financial Advisors, LLC reports $239,203,268 in regulatory assets under management in its Form ADV filing dated February 13, 2026 (0% discretionary).

**How have Galleria Financial Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Galleria Financial Advisors, LLC: Regulatory assets under management: $167,220,418 in the October 2021 data and $239,203,268 in the October 2026 data, up 43%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Galleria Financial Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (71); high net worth individuals (61); corporations or other businesses not listed above (5).

**Which custodians does Galleria Financial Advisors, LLC use?**
Galleria Financial Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. and Raymond James Trust, N.A. as custodians holding 10% or more of its separately managed account assets.

**Does Galleria Financial Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/133673

**Does Galleria Financial Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 13, 2026 says: "The minimum account size is $1,000,000 of assets under management. GFA has the discretion to waive the account minimum."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 13, 2026)

- Up to $1,000,000: 1% a year
- $1,000,001 to $5,000,000: 0.75% a year
- Above $5,000,001: 0.5% a year

> The annual Advisory Service Agreement fee is based on a percentage of the investable assets according to the following schedule: 1.00% on the first $1,000,000; 0.75% on the next $4,000,000 (from 1,000,001 to 5,000,000); and 0.50% on the assets above $5,000,000.

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> The minimum account size is $1,000,000 of assets under management. GFA has the discretion to waive the account minimum.

- Minimum annual fee: $10,000

> The minimum annual fee is $10,000 and is negotiable subject to the discretion of Gary Weld.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates, Inc.
- Raymond James Trust, N.A.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $239,203,268
- Discretionary: $0
- Non-discretionary: $239,203,268

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 71 | $15,474,703 |
| High net worth individuals | 61 | $204,997,162 |
| Charitable organizations | 3 | $9,727,198 |
| Corporations or other businesses not listed above | 5 | $9,004,205 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2005 (21 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, GA, LA, SC, TN, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $167,220,418 | 2 | March 19, 2021 |
| October 2022 | $190,159,247 | 2 | January 27, 2022 |
| October 2023 | $157,897,077 | 2 | July 6, 2023 |
| October 2024 | $181,633,018 | 2 | February 7, 2024 |
| October 2025 | $219,414,745 | 2 | January 25, 2025 |
| October 2026 | $239,203,268 | 2 | February 13, 2026 |

Regulatory assets under management: $167,220,418 in the October 2021 data and $239,203,268 in the October 2026 data, up 43%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Galleria Financial Advisors, LLC (CRD 133673): Form ADV filing data as of October 2026.