{
  "crd_number": 133673,
  "slug": "galleria-financial-advisors-llc-atlanta-ga-133673",
  "primary_business_name": "GALLERIA FINANCIAL ADVISORS, LLC",
  "legal_name": "GALLERIA FINANCIAL ADVISORS, LLC",
  "dbas": [],
  "city": "Atlanta",
  "state": "GA",
  "country": "United States",
  "cbsa_code": "12060",
  "metro": {
    "cbsa_code": "12060",
    "common_name": "Atlanta",
    "msa_name": "Atlanta-Sandy Springs-Roswell, GA",
    "path": "/advisors/ga/atlanta"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2005-02-23",
  "years_registered": 21,
  "period": "2026-10-01",
  "filing_date": "2026-02-13",
  "carried_forward": false,
  "raum_total": 239203268.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 239203268.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 9727198.0,
      "count": 3,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 15474703.0,
      "count": 71
    },
    "high_net_worth_individuals": {
      "raum": 204997162.0,
      "count": 61
    },
    "corporations_other_businesses": {
      "raum": 9004205.0,
      "count": 5
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "GA",
    "LA",
    "SC",
    "TN",
    "VA"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/133673",
  "city_as_filed": "ATLANTA",
  "url": "https://advisorcensus.com/firm/galleria-financial-advisors-llc-atlanta-ga-133673",
  "display_name": "Galleria Financial Advisors, LLC",
  "summary": "Galleria Financial Advisors, LLC is an SEC-registered investment advisory firm in Atlanta, GA, registered since 2005, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 13, 2026.",
  "citation": "AdvisorCensus. Galleria Financial Advisors, LLC (CRD 133673): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Galleria Financial Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Galleria Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Galleria Financial Advisors, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated February 13, 2026 states: Up to $1,000,000: 1% a year; $1,000,001 to $5,000,000: 0.75% a year; Above $5,000,001: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Galleria Financial Advisors, LLC located?",
      "a": "Galleria Financial Advisors, LLC's principal office is in Atlanta, GA, according to its Form ADV."
    },
    {
      "q": "Is Galleria Financial Advisors, LLC registered with the SEC or a state?",
      "a": "Galleria Financial Advisors, LLC is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 133673."
    },
    {
      "q": "How much does Galleria Financial Advisors, LLC manage?",
      "a": "Galleria Financial Advisors, LLC reports $239,203,268 in regulatory assets under management in its Form ADV filing dated February 13, 2026 (0% discretionary)."
    },
    {
      "q": "How have Galleria Financial Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Galleria Financial Advisors, LLC: Regulatory assets under management: $167,220,418 in the October 2021 data and $239,203,268 in the October 2026 data, up 43%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Galleria Financial Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (71); high net worth individuals (61); corporations or other businesses not listed above (5)."
    },
    {
      "q": "Which custodians does Galleria Financial Advisors, LLC use?",
      "a": "Galleria Financial Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. and Raymond James Trust, N.A. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Galleria Financial Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/133673"
    },
    {
      "q": "Does Galleria Financial Advisors, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 13, 2026 says: \"The minimum account size is $1,000,000 of assets under management. GFA has the discretion to waive the account minimum.\""
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 167220418.0,
      "total_employees": 2,
      "filing_date": "2021-03-19"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 190159247.0,
      "total_employees": 2,
      "filing_date": "2022-01-27"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 157897077.0,
      "total_employees": 2,
      "filing_date": "2023-07-06"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 181633018.0,
      "total_employees": 2,
      "filing_date": "2024-02-07"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 219414745.0,
      "total_employees": 2,
      "filing_date": "2025-01-25"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 239203268.0,
      "total_employees": 2,
      "filing_date": "2026-02-13"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 13, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $1,000,000",
        "rate": "1%"
      },
      {
        "band": "$1,000,001 to $5,000,000",
        "rate": "0.75%"
      },
      {
        "band": "Above $5,000,001",
        "rate": "0.5%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": "$10,000",
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $1,000,000: 1% a year",
          "$1,000,001 to $5,000,000: 0.75% a year",
          "Above $5,000,001: 0.5% a year"
        ],
        "quotes": [
          "The annual Advisory Service Agreement fee is based on a percentage of the investable assets according to the following schedule: 1.00% on the first $1,000,000; 0.75% on the next $4,000,000 (from 1,000,001 to 5,000,000); and 0.50% on the assets above $5,000,000."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "The minimum account size is $1,000,000 of assets under management. GFA has the discretion to waive the account minimum."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $10,000"
        ],
        "quotes": [
          "The minimum annual fee is $10,000 and is negotiable subject to the discretion of Gary Weld."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 1000000.0,
          "rate_pct": 1.0
        },
        {
          "min": 1000001.0,
          "max": 5000000.0,
          "rate_pct": 0.75
        },
        {
          "min": 5000001.0,
          "max": null,
          "rate_pct": 0.5
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 1000000.0,
      "minimum_annual_fee": 10000.0,
      "planning": []
    },
    "quotes": [
      "The annual Advisory Service Agreement fee is based on a percentage of the investable assets according to the following schedule: 1.00% on the first $1,000,000; 0.75% on the next $4,000,000 (from 1,000,001 to 5,000,000); and 0.50% on the assets above $5,000,000.",
      "The minimum account size is $1,000,000 of assets under management. GFA has the discretion to waive the account minimum.",
      "The minimum annual fee is $10,000 and is negotiable subject to the discretion of Gary Weld."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Raymond James & Associates, Inc.",
      "name_as_filed": "RAYMOND JAMES & ASSOCIATES, INC.",
      "affiliated": false
    },
    {
      "name": "Raymond James Trust, N.A.",
      "name_as_filed": "RAYMOND JAMES TRUST, N.A.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/galleria-financial-advisors-llc-atlanta-ga-133673.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 71,
      "fewer_than_5": false,
      "raum": 15474703.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 61,
      "fewer_than_5": false,
      "raum": 204997162.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 3,
      "fewer_than_5": true,
      "raum": 9727198.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 5,
      "fewer_than_5": false,
      "raum": 9004205.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/133673",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}