{ "crd_number": 341317, "slug": "gallatin-river-capital-llc-littleton-co-341317", "primary_business_name": "GALLATIN RIVER CAPITAL LLC", "legal_name": "GALLATIN RIVER CAPITAL LLC", "dbas": [], "city": "Littleton", "state": "CO", "country": "United States", "cbsa_code": "19740", "metro": { "cbsa_code": "19740", "common_name": "Denver", "msa_name": "Denver-Aurora-Centennial, CO", "path": "/advisors/co/denver" }, "registration_type": "sec", "registration_status": "120-Day Approval", "registration_date": "2026-08-06", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-08-12", "carried_forward": false, "raum_total": 0.0, "raum_discretionary": 0.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": null, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CO" ], "websites": [ "https://gallatinrivercapital.com", "https://gallatinwealth.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/341317", "city_as_filed": "LITTLETON", "url": "https://advisorcensus.com/firm/gallatin-river-capital-llc-littleton-co-341317", "display_name": "Gallatin River Capital LLC", "summary": "Gallatin River Capital LLC is an SEC-registered investment advisory firm in Littleton, CO, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 12, 2026.", "citation": "AdvisorCensus. Gallatin River Capital LLC (CRD 341317): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Gallatin River Capital LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Gallatin River Capital LLC reports these compensation arrangements: a percentage of assets under its management." }, { "q": "What does Gallatin River Capital LLC's brochure say about its fees?", "a": "Its Form ADV Part 2A brochure dated August 12, 2026 states: Asset-based fee: 0.4% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Gallatin River Capital LLC located?", "a": "Gallatin River Capital LLC's principal office is in Littleton, CO, according to its Form ADV." }, { "q": "Is Gallatin River Capital LLC registered with the SEC or a state?", "a": "Gallatin River Capital LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 341317." }, { "q": "How much does Gallatin River Capital LLC manage?", "a": "Gallatin River Capital LLC reports $0 in regulatory assets under management in its Form ADV filing dated August 12, 2026." }, { "q": "Does Gallatin River Capital LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/341317" }, { "q": "Does Gallatin River Capital LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated August 12, 2026 says: \"Gallatin River generally does not impose a minimum relationship size.\"" }, { "q": "What changed in Gallatin River Capital LLC's recent Form ADV filings?", "a": "In the September 2026 filing data: Newly registered with the SEC." } ], "filing_history": [], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Newly registered with the SEC." ] }, { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-05-01", "period_label": "May 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated August 12, 2026", "tiers": [], "flat_rate": null, "stated_range": "0.4% to 1% a year", "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 0.4% to 1% a year (a range, as the brochure states it)" ], "quotes": [ "Wealth management fees range from 0.40% to 1.00% annually. The wealth management fee in the first quarter of service is prorated from the inception date of the account[s] to the end of the first quarter." ] }, { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "Gallatin River generally does not impose a minimum relationship size." ] } ], "quotes": [ "Wealth management fees range from 0.40% to 1.00% annually. The wealth management fee in the first quarter of service is prorated from the inception date of the account[s] to the end of the first quarter.", "Gallatin River generally does not impose a minimum relationship size." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/gallatin-river-capital-llc-littleton-co-341317.md", "clients": [], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/341317", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }