# Gallatin & Company, LLC

> Gallatin & Company, LLC is an SEC-registered investment advisory firm in Vero Beach, FL, registered since 2001, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 26, 2026.

- CRD: 111984
- Filed as: GALLATIN & COMPANY, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Vero Beach, FL
- Filing period: October 2026
- Form ADV filing dated: February 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/111984
- AdvisorCensus page: https://advisorcensus.com/firm/gallatin-and-company-llc-vero-beach-fl-111984

## Quick answers

**How is Gallatin & Company, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Gallatin & Company, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Gallatin & Company, LLC located?**
Gallatin & Company, LLC's principal office is in Vero Beach, FL, according to its Form ADV.

**Is Gallatin & Company, LLC registered with the SEC or a state?**
Gallatin & Company, LLC is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 111984.

**How much does Gallatin & Company, LLC manage?**
Gallatin & Company, LLC reports $98,050,936 in regulatory assets under management in its Form ADV filing dated February 26, 2026 (27% discretionary).

**How have Gallatin & Company, LLC's assets and staff changed since 2021?**
In the Form ADV data for Gallatin & Company, LLC: Regulatory assets under management: $113,329,656 in the October 2021 data and $98,050,936 in the October 2026 data, down 13%. Total employees: 2 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Gallatin & Company, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (26); individuals (other than high net worth individuals) (24).

**Which custodians does Gallatin & Company, LLC use?**
Gallatin & Company, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Gallatin & Company, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111984

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $98,050,936
- Discretionary: $26,685,534
- Non-discretionary: $71,365,402

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 24 | $9,726,203 |
| High net worth individuals | 26 | $87,412,505 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | Fewer than 5 | $912,228 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2001 (25 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, LA, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $113,329,656 | 2 | February 12, 2021 |
| October 2022 | $122,215,016 | 2 | March 4, 2022 |
| October 2023 | $110,177,967 | 2 | February 28, 2023 |
| October 2024 | $90,005,051 | 1 | March 21, 2024 |
| October 2025 | $92,611,135 | 1 | May 1, 2025 |
| October 2026 | $98,050,936 | 1 | February 26, 2026 |

Regulatory assets under management: $113,329,656 in the October 2021 data and $98,050,936 in the October 2026 data, down 13%.
Total employees: 2 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gallatin & Company, LLC (CRD 111984): Form ADV filing data as of October 2026.